Joseph Lister, 1st Baron Lister, OM, PC, FRS, FRCSE, FRCPGlas, FRCS (5 April 1827 – 10 February 1912[1]) was a British surgeon, medical scientist, experimental pathologist and pioneer of antiseptic surgery[2] and preventive healthcare.[1] Joseph Lister revolutionised the craft of surgery in the same manner that John Hunter revolutionised the science of surgery.[3]

The Lord Lister
Lister in 1902
37th President of the Royal Society
In office
1895–1900
Preceded byThe Lord Kelvin
Succeeded bySir William Huggins
Personal details
Born(1827-04-05)5 April 1827
Upton House, West Ham, England
Died10 February 1912(1912-02-10) (aged 84)
Walmer, Kent, England
Resting placeHampstead Cemetery, London
Spouse
(m. 1856; died 1893)
Parents
(1792–1864)
Signature
EducationUniversity College London
Known forSurgical sterile techniques
Awards
Scientific career
FieldsMedicine
Institutions

From a technical viewpoint, Lister was not an exceptional surgeon,[2] but his research into bacteriology and infection in wounds revolutionised surgery throughout the world.[4]

Lister's contributions were four-fold. Firstly, as a surgeon at the Glasgow Royal Infirmary, he introduced carbolic acid (modern-day phenol) as a steriliser for surgical instruments, patients' skins, sutures, surgeons' hands, and wards, promoting the principle of antiseptics. Secondly, he researched the role of inflammation and tissue perfusion in the healing of wounds. Thirdly, he advanced diagnostic science by analyzing specimens using microscopes. Fourthly, he devised strategies to increase the chances of survival after surgery. His most important contribution, however, was recognising that putrefaction in wounds is caused by germs, in connection to Louis Pasteur's then-novel germ theory of fermentation.[a][6]

Lister's work led to a reduction in post-operative infections and made surgery safer for patients, leading to him being distinguished as the "father of modern surgery".[7]

Early life

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Lister was born to a prosperous, educated Quaker family in the village of Upton, then near but now in London,[8] England. He was the fourth child and second son of four sons and three daughters[9] born to gentleman scientist and wine merchant Joseph Jackson Lister and school assistant Isabella Lister née Harris.[10][11] On 14 July 1818, the couple married in a ceremony in Ackworth, West Yorkshire.[12]

Lister's paternal great-great-grandfather, Thomas Lister was the last of several generations of farmers who lived in Bingley in West Yorkshire.[13] Lister joined the Society of Friends as a young man and passed his beliefs on to his son, Joseph Lister.[13] He moved to London in 1720 to open a tobacconist[13] in Aldersgate Street in the City of London.[14] His son, John Lister, was born there. Lister's grandfather was apprenticed to watchmaker, Isaac Rogers,[15] in 1752 and followed that trade on his own account in Bell Alley, Lombard Street from 1759 to 1766. He then took over his father's tobacco business,[13] but gave it up in 1769 in favour of working at his father-in-law Stephen Jackson's business as a wine-merchant at No 28 Old Wine and Brandy Values on Lothbury Street, opposite Tokenhouse Yard.[16]

His father was a pioneer in the design of achromatic object lenses for use in compound microscopes[8] He spent 30 years perfecting the microscope, and in the process, discovered the Law of Aplanatic Foci,[17] building a microscope where the image point of one lens coincided with the focal point of another.[8] Up until that point, the best higher magnification lenses produced an excessive secondary aberration known as a coma, which interfered with normal use.[8] It was considered a major advance that elevated histology into an independent science.[18] By 1832, Lister's work had built a reputation sufficient to enable his being elected to the Royal Society.[19][20] His mother, Isabella, was the youngest daughter of master mariner Anthony Harris.[21] Isabella worked at the Ackworth School, a Quaker school for the poor, assisting her widowed mother, the superintendent of the school.[21]

Parents
Isabella Harris ca. 1839
Joseph Jackson Lister

The eldest daughter of the couple was Mary Lister. On 21 August 1851, she married the barrister Rickman Godlee[22] of Lincoln's Inn and the Middle Temple, who belonged to the Friends meeting house in Plaistow.[23] The couple had six children. Their second child was Rickman Godlee, a neurosurgeon for who became Professor of Clinical Surgery at the University College Hospital[22] and surgeon to Queen Victoria. He became Lister's biographer in 1917.[22] The eldest son of Joseph and Isabella Lister was John Lister, who died of a painful brain tumour.[24] With John's death, Joseph became the heir of the family.[24] The couple's second daughter was Isabella Sophia Lister, who married Irish Quaker Thomas Pim[25] in 1848. Lister's other brother William Henry Lister died after a long illness.[9] The youngest son was Arthur Lister, a wine merchant, botanist and lifelong Quaker, who studied Mycetozoa. He worked alongside his daughter Gulielma Lister to produce the standard monograph on Mycetozoa. By 1898, Lister's work had built a reputation sufficient to enable his election to the Royal Society.[26] Gulielma Lister, a talented artist, later updated the standard monograph with colour drawings. Her work built a reputation sufficient to be elected a fellow of the Linnean Society in 1904. She becoming its vice-president in 1929.[27] The couple's last child was Jane Lister; she married widower Smith Harrison, a wholesale tea merchant.[28]

After their marriage, the Listers lived at 5 Tokenhouse Yard in Central London for three years until 1822, where they ran a port wine business in partnership with Thomas Barton Beck.[29] Beck was the grandfather of the professor of surgery and proponent of the germ theory of disease, Marcus Beck,[30] who would later promote Lister's discoveries in his fight to introduce antiseptics.[31] In 1822, Lister's family moved to Stoke Newington.[32] In 1826, the family moved to Upton House, a long low Queen Anne style mansion[32] that came with 69 acres of land.[33] It had been rebuilt in 1731, to suit the style of the period.[34]

Early homes
Upton House. The watercolour was created by his older sister, Mary Joseph

Education

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School

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As a child, Lister had a stammer and this was possibly why he was educated at home until he was eleven.[35] Lister then attended Isaac Brown and Benjamin Abbott's Academy, a private[36] Quaker school in Hitchin, Hertfordshire.[37] When Lister was thirteen,[35] he attended Grove House School in Tottenham, also a private Quaker School[37] to study mathematics, natural science, and languages. His father was insistent that Lister received a good grounding in French and German, in the knowledge he would learn Latin at school.[38] From an early age, Lister was strongly encouraged by his father[8] and would talk about his father's great influence later in life, particularly in encouraging him in his study of natural history.[35] Lister's interest in natural history led him to study bones and to collect and dissect small animals and fish that were examined using his father's microscope[19] and then drawn using the camera lucida technique that his father had explained to him,[30] or sketched.[37] His father's interests in microscopical research developed in Lister the determination to become a surgeon[19] and prepared him for a life of scientific research.[8] None of Lister's relatives were in the medical profession. According to Godlee, the decision to become a physician seemed to be an entirely spontaneous decision.[39]

In 1843 his father decided to send him to university. As Lister was unable to attend either University of Oxford or the University of Cambridge owing to the religious tests that effectively barred him,[8] he decided to apply to the non-sectarian University College London Medical School (UCL), one of only a few institutions in Great Britain that accepted Quakers at that time.[40] Lister took the public examination in the junior class of botany, a required course that would enable him to matriculate.[41] Lister left school in the spring of 1844 when he was seventeen.[37]

Schools that Lister attended
The Lord Lister Hotel in Hitchin, formerly Isaac Brown and Benjamin Abbott's Academy, where Lister was a student from 1838 to 1841
Grove House, a private Quaker school in Tottenham. A lithograph by W.D. Sparkes in 1842.

University

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In 1844, just before Lister's seventeenth birthday, he moved to an apartment at 28 London Road that he shared with Edward Palmer, also a Quaker.[42] Between 1844 and 1845, Lister continued his pre-matriculation studies, in Greek, Latin and natural philosophy.[43] In the Latin and Greek classes, he won a "Certificate of Honour".[44] For the experimental natural philosophy class, Lister won first prize and was awarded a copy of Charles Hutton's "Recreations in Mathematics and Natural Philosophy".[43]

Although his father wanted him to continue his general education,[45] the university had demanded since 1837, that each student obtain a Bachelor of Arts (BA) degree before commencing medical training.[46] Lister matriculated in August 1845, initially studying for a BA in classics.[47] Between 1845 and 1846, Lister studied the mathematics of natural philosophy, mathematics and Greek earning a "Certificate of Honour" in each class.[44] Between 1846 and 1847, Lister studied both anatomy and atomic theory (chemistry) and won a prize for his essay.[44] On 21 December 1846, Lister and Palmer attended Robert Liston's famous operation where ether was applied by Lister's classmate, William Squire to anaesthetise a patient for the first time.[48][49] On 23 December 1847, Lister and Palmer moved to 2 Bedford Place and were joined by John Hodgkin, the nephew of Thomas Hodgkin who discovered Hodgkin lymphoma.[50] Lister and Hodgkin had been school friends.[47]

In December 1847, Lister graduated with a degree of Bachelor of Arts 1st division, with a distinction in classics and botany.[8] While he was studying, Lister suffered from a mild bout of smallpox, a year after his elder brother died of the disease.[8] The bereavement combined with the stress of his classes led to a nervous breakdown in March 1848.[51][52] Lister's nephew Godlee used the term to describe the situation and is perhaps indicative that adolescence was just as difficult in 1847, as it is now.[8] Lister decided to take a long holiday[36] to recuperate and this delayed the start of his studies.[36] In late April 1848, Lister visited the Isle of Man with Hodgkin and by 7 June 1848, he was visiting Ilfracombe.[53] At the end of June, Lister accepted an invitation to stay in the home of Thoman Pim, a Dublin Quaker. Using it as his base, Lister travelled throughout Ireland.[54] On 1 July 1848, Lister received a letter full of warmth and love from his father where his last meeting was "...sunshine after a refreshing shower, following a time of cloud" and advised him to "cherish a pious cheerful spirit, open to see and to enjoy the bounties and the beauties spread around us :—not to give way to turning thy thoughts upon thyself nor even at present to dwell long on serious things".[36] From 22 July 1848, for almost a year, the record is blank.[55]

Medical student

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Lister registered as a medical student in the winter of 1849[47] and became active in the University Debating Society and the Hospital Medical Society.[30] In the autumn of 1849, he returned to college with a microscope given to him by his father.[49] After completing courses in anatomy, physiology and surgery, he was awarded a "Certificate of Honours", winning the silver medal in anatomy and physiology and a gold medal in botany.[41]

His main lecturers were John Lindley professor of botany, Thomas Graham professor of chemistry, Robert Edmond Grant professor of comparative anatomy, George Viner Ellis professor of anatomy and William Benjamin Carpenter professor of medical jurisprudence.[36] Lister often spoke highly of Lindley and Graham in his writings, but Wharton Jones professor of ophthalmic medicine and surgery, and William Sharpey professor of physiology, exercised the greatest influence on him.[36] He was greatly attracted by Dr. Sharpey's lectures, which inspired in him a love of experimental physiology and histology that never left him.[56]

Thomas Henry Huxley praised Wharton Jones for the method and quality of his physiology lectures.[36] As a clinical scientist working in physiological sciences, he was foremost in the number of discoveries he made.[36] He was also considered a brilliant ophthalmic surgeon, his main field.[36] He conducted research into the circulation of blood and the phenomena of inflammation, carried out on the frog's web[clarification needed] and the bat's wing, and no doubt suggested this method of research to Lister.[36] Sharpey was called the father of modern physiology as he was the first to give a series of lectures on the subject.[36] Prior to that the field had been considered part of anatomy.[36] Sharpey studied at Edinburgh University, then went to Paris to study clinical surgery under French anatomist Guillaume Dupuytren and operative surgery under Jacques Lisfranc de St. Martin. Sharpey met Syme while in Paris and became the two became life-long friends.[36] After he moved to Edinburgh he taught anatomy with Allen Thomson as his physiological colleague. He left Edinburgh in 1836, to become the first Professor of Physiology.

Lister's university and his lecturers
Gower street entrance to the university
Wharton Jones
William Sharpey
John Lindley
Thomas Graham
Robert Grant
William Carpenter

Clinical instruction

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The microscope given to Lister in 1849 by his father J.J. Lister who designed it. This is the third in a set of three built by James Smith. It is an Achromatic microscope with a compound automatic objective and graduated automatic objective[57]

To qualify for his degree, Lister had to complete two years of clinical instruction,[46] and began his residency at University College Hospital in October 1850.[58] as an intern and then house physician to Walter Hayle Walshe.[30] professor of pathological anatomy and author of the 1846 study, The Nature and Treatment of Cancer.[59] Lister in 1850 again received "Certificates of Honours" and won two gold medals in anatomy and a silver medal each in surgery and medicine.[41]

In his second year in 1851, Lister became first a dresser in January 1851[60] then a house surgeon to John Eric Erichsen in May 1851.[49] Erichsen was professor of surgery[7] and author of the 1853 Science and Art of Surgery,[61] described as one of the most celebrated English-language textbooks on surgery.[60] The book went through many editions; Marcus Beck edited the eighth and ninth, adding Lister's antiseptic techniques and Pasteur and Robert Koch's germ theory.[62]

Lister's first case notes were recorded on 5 February 1851. As a dresser, his immediate superior was Henry Thompson, who recalled "..a shy Quaker...I remember that he had a better microscope than any man in the college".[58]

Lister had only just begun working in his role as dresser to Erichsen in January 1851, when an epidemic of erysipelas broke out in the male ward.[63] An infected patient from an Islington workhouse was left in Erichsen's surgical ward for two hours.[63] The hospital had been free of infection but within days there were twelve cases of infection and four deaths.[63] In his notebook, Lister stated that the disease was a form of surgical fever, and particularly noted that recent surgical patients were infected the worst, but that those with older surgeries with suppurating wounds, 'mostly escaped'.[63] It was while Lister worked for Erichsen, that his interest in the healing of wounds began.[7] Erichsen was a miasmist who thought the wounds became infected from miasmas from the wound itself that caused a noxious form of "bad air" that spread to other patients in the ward.[7] Erichsen believed that seven patients with an infected wound had saturated of the ward with "bad air", which spread to cause gangrene.[7] However Lister saw that some wounds, when debrided and cleaned, would sometimes heal. He believed that something in the wound itself was at fault.[7]

When he became a house surgeon, Lister had patients put in his charge.[60] For the first time, he came into contact face-to-face with various forms of blood-poisoning diseases like pyaemia[64] and hospital gangrene, which rots living tissue with a remarkable rapidity.[60][65] While examining in an autopsy an excision of the elbow of a little boy who had died of pyaemia, Lister noticed that a thick yellow-pus was present at the seat of the humerus bone, and distended the brachial and axillary veins.[66] He also noticed that the pus advanced in the reverse direction along the veins, bypassing the valves in the veins.[66] He also found suppuration in a knee-joint and multiple abscesses in the lungs.[66] Lister knew that Charles-Emmanuel Sédillot had discovered that multiple abscesses in the lungs were caused by introducing pus into the veins of an animal. At the time he could not explain the facts but believed the pus in the organs had a metastatic origin.[66] On 2 October 1900, during The Huxley Lecture, Lister described how his interest in the germ theory of disease and how it applied to surgery began with his investigation into the death of that little boy.[67]

There was an epidemic of gangrene during his surgeoncy. The treatment method was to chloroform the patient, scrape the soft slough off and burn the necrotic flesh away with mercury pernitrate[60] Occasionally the treatment would succeed, but when a grey film appeared at the edges of the wound, it presaged death.[60] In one patient, the repeated treatment failed several times, so Erichsen amputated the limb, which healed fine.[68] Lister recognised was that the disease was a "local poison" and probably parasitic in nature.[68] He examined the diseased tissues under his microscope. He saw peculiar objects that he could not identify, as he had no frame of reference to draw conclusions from these observations.[60] In his notebook he recorded:

I imagined they might be the materies morbi in the form of some kind of fungus.[b]

Lister wrote two papers on the epidemics; but both were lost: Hospital gangrene[49] and Microscope. They were read to the Student Medical Society at UCL.[49]

Lister's first operation

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On 26 June 2013, medical historian Ruth Richardson and orthopaedic surgeon Bryan Rhodes published a paper in which they described their discovery of Lister's first operation, made while both were researching his career.[49] At 1 pm on 27 June 1851, Lister, a second-year medical student working at a casualty ward in Gower Street, conducted his first operation. Julia Sullivan, a mother of eight grown children, had been stabbed in the abdomen by her husband, a drunk and ne'er-do-well, who was taken into custody.[69] On 15 September 1851, Lister was called as a witness to the husband's trial at the Old Bailey.[69] His testimony helped convict the husband, who was transported to Australia for 20 years.[69]

About a yard of small intestine about eight inches across, damaged in two places, protruded from the woman's lower abdomen, which had three open wounds.[49] After cleaning the intestines with blood-warm water, Lister was unable to place them back into the body, so he decided to extend the cut.[49] then placed them back into the abdomen, and sewed and sutured the wounds shut.[49] He administered opium to induce constipation and enable the intestines to recover. Sullivan recovered her health.[49] This was a full decade before his first public operation in the Glasgow Infirmary.[49]

This operation was missed by historians.[49] Liverpool consultant surgeon John Shepherd, in his essay on Lister, Joseph Lister and abdominal surgery, written in 1968,[70] failed to mention the operation, and instead started his account from the 1860s onwards. He apparently was unaware of this surgery.[49]

Microscope experiments 1852

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Observations on the Contractile Tissue of the Iris
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Lister's first paper,[71] written while he was still at university, [72] was published in the Quarterly Journal of Microscopical Science in 1853.[73]

On 11 August 1852, Lister attended an operation at University College Hospital by Wharton Jones, [74] who presented him with a fresh slice of human iris. Lister took the opportunity to study the iris.[71] He reviewed existing research and studied tissue from a horse, a cat, a rabbit and a guinea pig as well as six surgical specimens from patients who had undergone eye surgery.[75] Lister was unable to complete his research to his satisfaction, due to his need to pass his final examination. He offered an apology in the paper:

My engagements do not allow me to carry the inquiry further at present; and my apology for offering the results of an incomplete investigation is that a contribution tending, in however small a degree, to extend our acquaintance with so important an organ as the eye, or to verify observations that may be thought doubtful, may probably be of interest to the physiologist.[72]

The paper advanced the work of Swiss physiologist Albert von Kölliker, demonstrating the existence of two distinct muscles, the dilator and sphincter in the iris.[19] This corrected the convictions of previous researchers that there was no dilator pupillae muscle.[75]

Observations on the Muscular Tissue of the Skin
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His next paper was an investigation into goose bumps,[76][77] published on 1 June 1853 in the same journal.[78] Lister was able to confirm Kölliker's experimental findings, that in humans the smooth muscle fibres are responsible for making hair stand out from the skin, in contrast to other mammals whose large tactile hairs are associated with striated muscle.[75] Lister demonstrated a new method of creating histological sections from the tissue of the scalp.[79]

Lister's microscopy skills were so advanced that he was able to correct the observations of German histologist Friedrich Gustav Henle, who mistook small blood vessels for muscle fibres.[80] In each of the papers, he created camera lucida drawings so accurate that they could be used to scale and measure the observations.[78]

Both papers attracted significant attention in Britain and abroad.[81] Naturalist Richard Owen, an old friend of Lister's father, was particularly impressed by them.[81] Owen contemplated recruiting Lister for his department and forwarded him a thank-you letter on 2 August 1853.[81] Kölliker was particularly pleased with the analysis that Lister had formulated. Kölliker made many trips to Britain, and eventually met Lister. They became life-long friends.[81] Their close friendship was described in a letter by Kölliker on 17 November 1897, that Rickman Godlee chose to use to illustrate their relationship.[82] Kölliker sent a letter to Lister when he was president of the Royal Society, congratulating him on receiving the Copley medal, fondly remembering old friends who had died, and celebrating his time in Scotland with Syme and Lister. Kölliker was 80 years old at the time.[82]

Graduation

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Lister graduated with a Bachelor of Medicine with honours in the autumn of 1852.[73] During his final year, Lister won several prestigious awards heavily contested among the student body of London teaching hospitals.[83] He won the Longridge Prize

For the greatest proficiency evinced during the three years immediately preceding, on the Sessional Examinations for Honours in the classes of the Faculty of Medicine of the College; and for creditable performance of duties of offices at the Hospital

that included a £40 stipend.[83] He was also awarded a gold medal in structural and physiological botany.[83][44] Lister won two of the four available gold medals in anatomy and physiology as well as surgery, which came with a scholarship of £50 a year for two years, for his second examination in medicine.[83] In the same year, Lister passed the examination for the fellowship of the Royal College of Surgeons,[73] bringing to a close nine years of education.[73]

Sharpey advised Lister to spend a month at the medical practice of his lifelong friend James Syme in Edinburgh and then visit medical schools in Europe for a longer period for training.[84] Sharpey himself had been taught first in Edinburgh and later in Paris. Sharpey had met Syme, a teacher of clinical surgery widely considered the best surgeon in the United Kingdom[85] while he was in Paris.[86] Sharpey had gone to Edinburgh in 1818,[87] along with many other surgeons since, due to the influence of John Hunter.[85] Hunter had taught Edward Jenner, seen as the first surgeon to take a scientific approach to the study of medicine, known as the Hunterian method[88] Hunter was an early advocate for careful investigation and experimentation,[89] using the techniques of pathology and physiology to give himself a better understanding of healing than many of his colleagues.[85] For example, his 1794 paper, A treatise on the blood, inflammation and gun-shot wounds[89] was the first systematic study of swelling,[85] discovering that inflammation was common to all diseases.[90] Due to Hunter, surgery, then practised by hobbyists or amateurs, became a true scientific profession.[85] As the Scottish universities taught medicine and surgery from a scientific viewpoint, surgeons who wished to emulate those techniques travelled there for training.[91] Scottish universities had several other features that distinguished them from those in the south.[92] They were inexpensive and did not require religious admissions tests, and thus attracted the most scientifically progressive students in Britain.[92] The most important differentiator was that medical schools in Scotland had evolved from a scholarly tradition, where English medical schools relied on hospitals and practice.[92] Experimental science had no practitioners at English medical schools and while Edinburgh University medical school was large and active at the time, southern medical schools were generally moribund, and their laboratory space and teaching materials inadequate.[92] English medical schools also tended to view surgery as manual labour, not a respectable calling for a gentleman academic.[92]

Surgical profession 1854

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Before Lister's studies of surgery, many people believed that chemical damage from exposure to "bad air", or miasma, was responsible for infections in wounds.[93] Hospital wards were occasionally aired out at midday as a precaution against the spread of infection via miasma, but facilities for washing hands or a patient's wounds were not available. A surgeon was not required to wash his hands before seeing a patient; in the absence of any theory of bacterial infection, such practices were not considered necessary. Despite the work of Ignaz Semmelweis and Oliver Wendell Holmes Sr., hospitals practised surgery under unsanitary conditions. Surgeons of the time referred to the "good old surgical stink" and took pride in the stains on their unwashed operating gowns as a display of their experience.[94]

Edinburgh 1853–1860

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James Syme

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Syme, a well-established clinical lecturer at Edinburgh University for more than two decades before he met Lister,[95] was considered the boldest and most original surgeon then living in Great Britain.[96] He became a surgical pioneer during his career, preferring simpler surgical procedures as he detested complexity,[95] in the era that immediately preceded the introduction of anaesthesia.[97]

In September 1823, at the age of 24, Syme made a name for himself by first performing an amputation at the hip-joint,[97][98] the first in Scotland. Considered the bloodiest operation in surgery, Syme completed it in less than a minute,[95][97] as speed was essential at that time, before anaesthesia. Syme became widely known and acclaimed for developing a surgical operation that became known as Syme amputation, an amputation at the ankle-joint where the foot is removed and the heel pad is preserved.[99] Syme was considered a scientific surgeon, as evidenced by his paper On the Power of the Periosteum to form New Bone,[97] and became one of the first advocates of antiseptics.

Arrival in Edinburgh

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In September 1853, Lister arrived in Edinburgh bearing letters of introduction from Sharpey to Syme.[100] Lister was anxious about his first appointment but decided to settle in Edinburgh after meeting Syme, who embraced him with open arms, invited him to dinner, and offered him an opportunity to assist him in his private operations.[84]

Lister was invited to Syme's house Millbank in Morningside (now part of Astley Ainslie Hospital),[101] where he met, amongst others, Agnes Syme, Syme's daughter from another marriage and granddaughter of physician Robert Willis.[102][103] While Lister thought that Agnes was not conventionally pretty, he admired her quickness of mind, her familiarity with medical practice, and her warmth.[103] He became a frequent visitor to Millbank and met a much wider group of eminent people than he would have in London.[104]

In the same month, Lister began work as an assistant to Syme at the University of Edinburgh[84] In a letter to his father, Lister expressed surprise at the size of the infirmary and spoke about his impressions of Syme, "..is larger than I expected to find it; there are 200 Surgical beds, and a large number in other departments. At University College Hospital there were only about 60 Surgical beds, so altogether a prospect appears to be opening of a very profitable stay here. ...Syme is, I suppose, the first of British surgeons, and to observe the practice and hear the conversation of such a man is of the greatest possible advantage".[105] By October 1853, Lister decided to spend the winter in Edinburgh. Syme was so impressed by Lister, that after a month Lister became Syme's supernumerary house surgeon at the Royal Infirmary of Edinburgh[106] and his assistant in his private hospital at Minto House in Chambers Street.[101] As house surgeon, Lister assisted Syme during every operation, taking notes.[106] It was a much-coveted position[30] and gave Lister the option of choosing which of the ordinary cases he would attend.[19] During this period, Lister presented a paper at the Royal Edinburgh Medico-Chirurgical Society on the structure of cancellous exostoses that had been removed by Syme, demonstrating that the method of ossification of these growths is the same as that which occurs in epiphyseal cartilage.[107]

In September 1854, Lister's house surgeoncy appointment was finished.[108] With the prospect of being out of a job, he spoke to his father about seeking a position at the Royal Free Hospital in London.[108] However, Sharpey had written to Syme warning him that it was unlikely that Lister would be welcome at the Royal Free as he would have likely eclipsed Thomas H. Wakley, whose father held considerable sway at the hospital.[109] Lister then made plans to tour Europe for a year.[110] However, an opportunity presented itself with the death of noted infirmary surgeon and surgical lecturer at the Edinburgh Extramural School of Medicine Richard James Mackenzie.[111] Mackenzie had been seen as a successor to Syme[111] but had contracted cholera in Balbec in Scutari, Istanbul, while on a four-month volunteer sabbatical as field surgeon to the 79th Highlanders during the Crimean War.[30] Lister proposed to Syme that he take over Mackenzie's position and become assistant surgeon to Syme.[110] Syme initially rejected the idea, as Lister was not licensed to operate in Scotland, but later warmed to the idea.[110] In October 1854, Lister was appointed as a lecturer[112] Lister successfully transferred the lease held by Mackenzie at his lecture room at 4 High School Yards, to himself. On 21 April 1855, Lister was elected a Fellow of the Royal College of Surgeons of Edinburgh[113] and two days later rented a home at 3 Rutland Square.[30] In June 1855, Lister made a hurried trip to Paris to take a course on operative surgery on the dead body and returned in June.[113]

At the Royal Infirmary
Joseph Lister c. 1855
Lister with his colleagues at the Old Royal Infirmary
The old infirmary

Extramural lecturing

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Poster announcing the Joseph Lister lecturers at High School Yards

On 7 November 1855, Lister gave his first extramural lecture on the "Principles and Practice of Surgery", in a lecture theatre at 4 High School Yards[114] known as Old Jerusalem, directly located across from the infirmary.[115] His first lecture was read from 21 pages of foolscap folio.[116] Lister's first lectures were based on notes, either read or spoken, but over time he used notes less and less,[115] becoming extempore in his speech, slowly and deliberately forming his argument as he went along.[117] With this deliberate way of speaking, he managed to overcome a slight, occasional stammer which in his early days had been more pronounced.[117]

His first student was John Batty Tuke,[115] in a class of nine or ten, mostly consisting of dressers.[116] Within a week, twenty-three people had joined.[116] In the next year, only eight folk turned up. In the summer of 1858, Lister had the ignominious experience of reading his lecture to a single student, who arrived ten minutes late. Seven more students arrived later.[118]

His first lecture focused on the concept of surgery, giving a definition of disease that linked it to the Hippocratic Oath.[119] He then explained that surgery could have more benefits than medicine, which could only comfort the patient at best. He then explained the attributes a good surgeon should exhibit, before finishing the lecture by recommending Syme's book "Principles of Surgery". Lister completed 114 lectures that followed a standard syllabus. Lecture VII described his earliest experiment on inflammation, where he put mustard on his arm and watched the results. Lectures IV to IX dealt with the circulation of blood. Inflammation was discussed in lectures X to XIII. The second half of the course dealt with clinical surgery. For the last four days, he gave two lectures a day, to complete the event before his wedding, with the first course ending on 18 April 1856.[120] In the summer of 1858, Lister started a second, completely separate course, where he lectured on surgical pathology and operative surgery.[121]

Marriage

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By mid-summer 1854, Lister had started to court Agnes Syme.[122] Lister wrote to his parents about his love but they worried about the union, particularly since he was Quaker and Agnes had given no indication that she would change her denomination.[123] At that time when a Quaker married a person of another denomination, it was considered as marrying out of the society.[112] Lister was determined to marry Agnes and sent a further letter to his father, asking him if his financial support would continue should Lister and Agnes marry. Lister's father replied that Agnes not being in the Society of Friends would not affect his pecuniary arrangements [124] and offered his son extra money to buy furniture and suggested that Syme would offer a dowry and that he would negotiate with Syme directly on it.[124] His father suggested that Lister voluntarily resign from the Society of Friends.[124] Lister made up his mind and subsequently left the Quakers to become a Protestant, later joining the congregation of the Saint Paul's Episcopal Church in Jeffrey Street, Edinburgh.[125] In August 1855, Lister became engaged to Agnes Syme[30] and on 23 April 1856 married her in the drawing room of Millbank, Syme's house in Morningside.[126] Agnes's sister stated that this was out of consideration of any Quaker relations.[124] Only the Syme family were present.[127] The Scottish physician and family friend John Brown toasted the couple after the reception.[124]

The couple spent a month at Upton and the Lake District,[126] followed by a three-month tour of the leading medical institutes in France, Germany, Switzerland, and Italy.[128] They returned in October 1856.[129] By this time, Agnes was enamoured with medical research and became Lister's partner in the laboratory for the rest of her life.[127] When they returned to Edinburgh, the couple moved into a rented house at 11 Rutland Street in Edinburgh.[129] The house was situated over three floors with a study on the first floor, that was converted into a consulting room for patients and a room with hot and cold taps on the second floor that became his laboratory.[124] The Scottish surgeon Watson Cheyne, who was almost a surrogate son to Lister, stated after his death that Agnes had entered into her work wholeheartedly, had been his only secretary, and that they discussed his work on an almost equal footing.[63]

Lister's books are full of Agnes' careful handwriting.[63] Agnes would take dictation from Lister for hours at a stretch. Spaces would be left blank amongst the reams of Agnes' handwriting for small diagrams, that Lister would create using the camera lucida technique and Agnes would later paste in.[63]

Lister's family
James Syme, circa 1855
Photogravure of Agnes "Aggie" Syme in 1856, taken by Sir Emery Walker in 1924
Wedding photograph of the couple, taken in April 1856

Assistant surgeoncy

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On 13 October 1856, he was unanimously elected to the position of Assistant Surgeoncy at Edinburgh Royal Infirmary.[129] In 1856 he was also elected a member of the Harveian Society of Edinburgh.[130][131]

Contributions to physiology and pathology 1853–1859

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While he was in Edinburgh, Lister conducted a series of physiological and pathological experiments between the years 1853 and 1859.[132] His approach was rigorous and meticulous in both measurement and description.[132] Lister was clearly aware of the latest advances in physiological research in France, Germany, and other European countries[8] and maintained an ongoing discussion of his observations and results with other leading physicians in his peer group including Albert von Kölliker, Wilhelm von Wittich, Theodor Schwann, and Rudolf Virchow[132] and ensured he correctly cited their work.

Lister's primary instrument of research was his microscope and his primary research subjects were frogs. Before his honeymoon, the couple had visited his uncle's house in Kinross.[133] Lister had taken his microscope and captured several frogs, intending to use them in the study of inflammation, but they escaped.[133] When he returned from his honeymoon, he used frogs captured from Duddingston Loch in his experiments.[134] Lister carried out his experiments in his laboratory and in the veterinary college abattoir on animals that were either dead or when they were chloroformed. If Lister was using a frog it was pithed, to deprive it of sensation.[135] He also used bats, sheep, cats, rabbits, oxen and horses in his experiments.[135] Lister's tirelessness in his pursuit of knowledge was illustrated by his assistant Thomas Annandale, who stated:

I confess that on more than one occasion our patience was a little tried by the long hours were thus engaged, and more particularly when the dinner hour was many hours overdue, but no one could work with Mr. Lister without imbibing some of his enthusiasm.[136]

These experiments resulted in the publication of eleven papers between 1857 and 1859.[132] They included the study of the nervous control of arteries, the earliest stages of inflammation, the early stages of coagulation, the structure of nerve fibres, and the study of the nervous control of the gut with reference to sympathetic nerves.[132] He continued these experiments for three years until he was appointed to a position at the University of Glasgow.[137]

1855: Beginning of inflammation research

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In a letter dated 16 September 1855, Lister recorded the beginnings of his research into inflammation, six weeks before his lectures were to begin.[138] Inflammation would preoccupy him for the rest of his life.[139] Later in life, Lister stated that he considered his research into the nature of inflammation tohave been an "essential preliminary" to his conception of the antiseptic principle and insisted that these early findings be included in any memorial volume of his work.[140] In 1905, when he was seventy-eight years old, he wrote,

If my works are read when I am gone, these will be the ones most highly thought of.[141]

Inflammation is defined by four symptoms, heat, redness, swelling and pain.[139] For surgeons prior to Lister, this meant the arrival of suppuration or putrefaction, meaning local or general infection.[142] As the germ theory of disease had not yet been discovered, infection as a concept did not exist.[142] However, Lister knew that slowing of the blood through the capillaries seemed to precede inflammation.[142] Joseph Jackson Lister had written a paper with Thomas Hodgkin that described how blood cells behaved prior to a clot, i.e. specifically how the concave cells fitted themselves together into stacks.[142] Lister knew that to observe the next step, it was important that the tissue remain alive so the blood vessels could be observed through the microscope.[142]

In September 1855, Lister's first experiment was on the artery of a frog viewed under his microscope, which was subjected to a water droplet of differing temperatures, to determine the early stage of inflammation.[143][144] He initially applied a water droplet at 80 °F (27 °C) which caused the artery to contract for a second and the flow to cease, then dilate as the area turned red and the flow of blood increased.[145] He progressively increased the temperature to 200 °F (93 °C). The blood slowed down and then coagulated.[145] He continued the experiment on the wing of a chloroformed bat to widen his research focus.[146] Lister concluded that the contraction of the vessels led to the exclusion of blood cells from the capillaries, not their arrest, and that blood serum continued to flow. This was his first independent discovery.[119]

Frog web
Frog's foot specimen prepared by Joseph Lister, 1857

The experiments ceased between October 1855 and continued in September 1856 when the couple moved into Rutland Square.[147] Lister started with mustard as an irritant, then Croton oil, acetic acid, oil of Cantharidin and chloroform and many others.[147] These experiments led to the production of three papers. His first paper grew out of the need to prepare for these extramural lectures and had begun the year before, continuing in development for six weeks after he moved into Rutland Street.[148] The early paper, titled: "On the early stages of inflammation as observed in the Foot of a Frog" was read to the Royal College of Surgeons of Edinburgh on 5 December 1856. The last third was read out extempore.[148]

1856 Beginning of coagulation research

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Lister also conducted research into the process of coagulation during this period.[149] He had observed during inflammation in certain cases of septicaemia, that it affected the blood vessel's lining, leading to intravascular blood clotting,[150] which led to putrefaction and secondary haemorrhage in wounds.[151] In a simple experiment in December 1856 described in a note by Agnes, he pricked his own finger to observe the process of coagulation.[149] It led to five physiology papers on coagulation between 1858[121] and the last in 1863.[67]

Several competing theories explained the occurrence of a blood clot, and although the theories were largely abandoned, it was still thought that blood contained a liquifying agent,[152] i.e. fibrin held in a solution of ammonia[153] that became known as the "Ammonia theory".[151]

In 1824, Charles Scudamore had proposed carbonic acid as the solution.[154] The prevailing theory was from Benjamin Ward Richardson, who won the 1857 Astley Cooper triennial prize for an essay where he postulated that blood remained liquid due to the presence of ammonia. In the same year, Ernst Wilhelm von Brücke proposed that the vital actions of the vessels inhibited the blood's natural tendency to coagulate.[155]

1856 On the minute structure of involuntary muscle fibre

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Lister's third paper,[156][157] published in 1858 in the same journal and was read before the Royal Society of Edinburgh on 1 December 1856.[156] concerned the histology and function of the minute structures of involuntary muscle fibres.[75] The experiment, conducted in the autumn of 1856,[158] was designed to confirm Kölliker's observations on the structure of individual muscle fibres.[75] Kölliker's description had been criticised, as he had used needles to separate the tissue to observe individual cells, and his critics ssid that he had observed artefacts from the experiment rather than real muscle cells.[148] Lister proved conclusively that the muscle fibres of blood vessels, described by Lister as slightly flattened elongated elements,[156] were similar to those found by Kölliker in pig intestine, but were wrapped spirally and individually, around the innermost membrane.[158] He stated that the different variations in shape, from long tubular bodies with pointed ends and elongated nuclei to short "spindles" with squat nuclei, were due to different phases of muscular contraction.[158] During "The Huxley Lecture" he stated he could not imagine a more efficient mechanism being used to constrict these vessels.[159]

1857 On the flow of the lacteal fluid in the mesentery of the mouse

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His next paper[160] was a short report based on observations that he had made in 1853.[161] This first experiment, as opposed to purely microscope work,[82] determined the nature of the flow of chyle in the lymphatics and whether the lacteals in the gastrointestinal wall could absorb solid matter in the form of granules, from the lumen.[82] For the first experiment, a mouse fed beforehand on bread and milk was chloroformed and then had its abdomen opened and a length of intestine placed on glass under a microscope.[82] Lister repeated the experiment several times and each time saw mesenteric lymph flowing in a steady stream, without visible contractions of the lacteals. For the second experiment, Lister dyed some bread with indigo dye and fed it to a mouse, with the result that no indigo particles were ever seen in the chyle.[162] Lister delivered the paper to the 27th meeting of the British Medical Association, held in Dublin 26 August to 2 September 1857.[122] The paper was formally published in 1858 in the Quarterly Journal of Microscopical Science.[160]

Seven papers on the origin and mechanism of inflammation

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In 1858, Lister published seven papers on physiological experiments he conducted on the origin and mechanism of inflammation.[163] Two of these papers were research into the neural control by the nervous system of blood vessels, "An Inquiry Regarding the Parts of the Nervous System Which Regulate the Contractions of the Arteries" and "On the Cutaneous Pigmentary System of the Frog", while the third and the principal paper in the series was titled: "On the Early Stages of Inflammation", which extended the research of Wharton Jones.[163] The three papers were read to the Royal Society of London on 18 June 1857.[164] They had originally been written as one paper and had been sent to Sharpey, John Goodsir and the English pathologist James Paget for review.[165] However, Paget and Goodsir both recommended that it be published as three separate papers.[165][166]

1858 An Inquiry Regarding the Parts of the Nervous System Which Regulate the Contractions of the Arteries

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The first of these series of experiments[167] was designed to satisfy a contemporary dispute between physiologists, concerning the origin of the influence exercised over blood vessel diameter (calibre) by the sympathetic nervous system.[150] The dispute began when Albrecht von Haller formulated a new theory known as Sensibility and Irritability in his 1752 thesis De partibus corporis humani sensibilibus et irritabilibus. The dispute had been debated since the middle of the 18th century. Haller put forward the view that contractability was a power inherent in the tissues which possessed it, and was fundamental fact of physiology.[168] It concerned the property of irratability, the supposed automatic response of muscular tissue, especially visceral tissue, to external stimulus, that caused them to contract when stimulated.[168] Even as late as 1853, highly respected textbooks, for example William Benjamin Carpenter Principles of Human Physiology stated the doctrine of 'irritability' was a fact beyond dispute,[169] and this was still considered contentious when John Hughes Bennett created the Physiology article for the 8th edition of Encyclopædia Britannica in 1859.[168]

In his experiments begun in the autumn of 1856, Lister used a microscope fitted with an ocular micrometer to measure the diameter of blood vessels in a frogs web.[c] In a before and after experiment, he ablated parts of the central nervous system[170] and also before and after, split the sciatic nerve.[171][163] Lister concluded that blood vessel tone[d] was controlled by the medulla oblongata and the spinal cord.[173] This refuted Wharton's conclusions, in his paper Observations on the State of the Blood and the Blood-Vessels in Inflammation.[174] who was not able to confirm that the control of blood vessels of the hind legs was dependent upon spinal centres.[175]

1858 On the Cutaneous Pigmentary System of the Frog

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The second part of the original paper[176] was an experiment into the nature and behaviour of pigment.[177] It had been known for some years that the skin of frogs is capable of varying in colour under different circumstances.[178] The first account of this mechanism and how it is affected[clarification needed] had been first described by Ernst Wilhelm von Brücke of Vienna in 1832[178] and later investigated further by Wilhelm von Wittich in 1854[176] and Emile Harless in 1947.[179]

Lister had noted that the beginning of inflammation was always accompanied by a change of colour in the frog's web.[178] He determined that the pigments consisted of "very minute pigment-granules" contained in a network of stellate cells, the branches of which, subdividing minutely and anastomosing freely with one another and with those of neighbouring cells, constitute a delicate network in the substance of the true skin.[178] It had been supposed that the concentration and diffusion of the pigment depended upon the contraction and extension of the branches of the star-shaped cells in which it was contained; and that only these movements of the cells were under the influence of the nervous system. At the time, there was no cell theory of matter nor were there any dyes or fixatives that could used to enhance experimental discovery.[177] Indeed, Lister wrote of this, stating "The extreme delicacy of the cell wall makes it very difficult to trace it among the surrounding tissue".[177] Lister observed that it was the pigment granules themselves and not the cells that moved, and that this movement was not merely brought about by the control of the nervous system, but perhaps by the direct action of irritants on the tissues themselves.[178] He believed that the pigment reflected the activity of blood vessels, though it was the slowing of blood flow that initiated the process of inflammation.[177]

1858 On the early stages of inflammation

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The focal study[180] was the longest paper of the three and the last to be published.[165] Like many of his colleagues, Lister was aware that inflammation was the first stage of many postoperative conditions[181] and that excessive inflammation often preceded the onset of a septic condition.[182] Once that happened, the patient would develop a fever.[182] Lister had come to the conclusion that accurate knowledge of the functioning of inflammation could not be obtained by researching the more advanced stages, which were subject to secondary processes.[183] He therefore started in quite a different way from that of almost all his predecessors by directing his enquiry to the very first deviations from health, hoping to find in them "the essential character of the morbid state most unequivocally stamped".[183] Essentially, Lister performed these experiments to discover the causes of erythrocyte adhesiveness. As well as experimenting on frogs' web and bats wing,[183] Lister used blood that he had obtained from the end of his own finger that was inflamed and compared it against blood from one of his other fingers.[163] He discovered that after something irritating had been applied to living tissues which did not kill them outright, firstly the blood vessels contracted and their lumen became very small; the part became pale. Secondly, the vessels after an interval, dilated and the part became red. Thirdly, some of the blood in the most injured blood vessels slowed down in its flow and coagulated. Redness occurred which, being solid, could not be pressed away. Lastly, the fluid of the blood passed through the vessel walls and formed a "blister" about the seat of injury.[135] He found that each tiny artery was surrounded by a muscle, which enables it to contract and dilate. He found further that this contraction and dilation was not an individual act on its part, but was an act dictated to it by the nervous cells in the spinal cord.[184]

The paper was divided into four sections:

  • The aggregation of red blood cells when removed from the body, i.e., which occurs during coagulation.
This section deals with the aggregation of the cells of the blood, which occurs during the process of clotting. It shows that when blood is removed from the body this aggregation depends on their possessing a certain degree of mutual adhesiveness, which is much greater in the white blood cells than in the red blood cells. This property, though apparently not depending upon vitality, is capable of remarkable variations, in consequence of very slight chemical changes in the blood plasma.[183]
  • The structure and function of blood vessels.
This section shows that the arteries regulate, by their contractility, the amount of blood transmitted in a given time through the capillaries, but that neither full dilatation, extreme contraction, nor any intermediate state of the arteries, is capable per se of producing accumulation of blood cells in the capillaries.[185]
  • The effects of irritants on blood vessels, e.g., hot water.
This section details how the effects are two-fold
  • firstly, a dilatation of the arteries (commonly preceded by a brief period of contraction), which is developed through the nervous system and is not confined to the part brought into actual contact with the irritant, but implicates a surrounding area of greater or less extent; and
  • secondly, an alteration in the tissues upon which the irritant directly acts, which makes them influence the blood in the same manner as does ordinary solid matter. This imparts adhesiveness to both the red and the white blood cells, making them prone to stick to one another and to the walls of the vessels, and so gives rise, if the damage to the tissues be severe, to stagnation of the blood flow and ultimately to obstruction.[185]
  • The effects of irritants on tissue.[185]
The fourth section describes the effects of irritants upon the tissues. It proves that those which destroy the tissues when they act powerfully, produce by their gentler action only a condition bordering on loss of vitality, i.e. a condition in which the tissues are incapacitated, but from which they may recover, provided the irritation has not been too severe or protracted.[185]

Lister's paper was able to show that capillary action is governed by the constriction and dilation of the arteries. The action is affected by trauma,[e] irritation or reflex action through the central nervous system.[163] He noticed that although the capillary walls lack muscle fibres, they are very elastic and are subject to significant capacity variations that are influenced by arterial blood flow into the circulatory system.[163] Drawings made with a camera lucida were used to depict the experimental reactions.[163] They displayed vascular stasis and congestion in the early stages of the body's reaction to damage. According to Lister, vascular alterations that were initially brought on by reflexes occurring within the nervous system were followed by changes that were brought on by local tissue damage. In the conclusions of the paper, Lister linked his experimental observations to physical clinical conditions, for example skin damage resulting from boiling water and trauma occurring after a surgical incision.[163]

After the paper was read to the Royal Society in June 1857, it was very well received and his name became known outside Edinburgh.[137]

Camera lucida illustrations from this paper
Frogs web that has been irritated with mustard

On a Case of Spontaneous Gangrene from Arteritis, and on the Causes of Coagulation of the Blood in Diseases of the Blood-Vessels

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Lister's first paper is an account of a case of spontaneous gangrene in a child.[186] The paper on coagulation[187] was read before the Medico-Chirugical Society of Edinburgh on 18 March 1858.[152] In an account written by Agnes, she states that there was no one at the medical school meeting who was capable of appreciating it, and the remarks made upon it were very poor. There were suggestions for improvement which Lister threw out. There was lots of cheering, proclaiming it a great success. The paper was written up at 7pm, with Lister dictating and Agnes writing it during a 50-minute session, followed by the exposition to the society at George Street hall at 8pm.[188]

Lister first used the amputated legs from sheep and discovered that blood remained liquid in the blood vessels for up to six days and still underwent coagulation, albeit more slowly when the vessel was opened. He also noticed that if vessels remained fresh, the blood would remain fluid.[189] In later experiments he moved to cats.[152] He tried to emulate an inflamed blood vessel by exposing the jugular vein of the animal and applying irritants then constricting and opening the flow, to measure the effect. He noticed that in the damaged vessel the blood would coagulate[187][150] He eventually came to the conclusion that if there was ammonia in the blood, it was much less important than the condition of the vessel in stopping coagulation.[152] He tested his hypothesis on three cadavers by examining the condition of various veins and arteries and found he was correct.[190] He also concluded that the Ammonia theory did not apply to vessels in the body, but it could apply to blood outside the body. While that was incorrect, his other conclusions were accurate.[152] Specifically that inflammation in the blood vessel lining, results in coagulation occurring.[67] Lister realised that vascular occlusion increased the pressure through the network of small vessels, leading to the formation of "liquor sanguinis"[f] that lead to further localised damaged perfusion.[67] Certainly, Lister had no knowledge of the coagulation cascade but his experiments contributed to the current understanding of clotting,[150] the final product of coagulation.

Lister continued experimenting in April, examining vessels and blood from a horse. This resulted in another communication to the society on 7 April.[152] His work in coagulation continued until the end of the year. Lister's second article on coagulation was published in August 1958, and was one of two case histories he published in the Edinburgh Medical Journal in 1858.[191] Titled: "Case of Ligature of the Brachial Artery, Illustrating the Persistent Vitality of the Tissues".[192] The history described saving a patient's arm from being amputated which had been constricted by a tourniquet for thirty hours.[186] The second history was titled "Example of mixed Aortic Aneurysm" and published in December 1858.[193]

1858 Preliminary account of an inquiry into the functions of the visceral nerves

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Lister continual interest in the nervous control of blood vessels led him to conduct a series of experiments during June and July 1858, where he researched the nervous control of the gut.[191] The research was published in the form of three letters sent to Sharpey. The first two letters were sent on 28 June and 7 July 1858[194] The last letter was published as the "Preliminary Account of an Inquiry into the Functions of the Visceral Nerves, with special reference to the so-called Inhibitory System.".[195]

He had been studying the work of Claude Bernard, LJ Budge and Augustus Waller and had become interested in what was known as "sympathetic action", where inflammation appeared in a different area from the source of irritation.[196] This led him to study Pflüger's 1857 paper titled "About the inhibitory nervous system for the peristaltic movements of the intestines",[197] proposed that the splanchnic nerves instead of exciting the intestine muscle layer that they are connected to, inhibit their movement.[191] The German physiologist Eduard Weber made the same claim.[191] Pflüger had named these inhibitory nerves "Hemmungs-Nervensystem", a name that Syme, at Lister's request thought they should be translated as inhibitory nervous system.[198] Lister dismissed Pflüger's idea of inhibitory nerves as not only implausible but not supported by observation,[199] as a mild stimulus caused increased muscle activity which changed to a decreased muscle activity as the incoming stimulus became stronger.[199] Lister believed that it was questionable whether the motions of the heart or the intestines are ever checked by the spinal system, except for very brief periods.[199]

Lister conducted a series of experiments using mechanical irritation and galvanism to stimulate the nerves and spinal cord in rabbits and frogs.[199] and due to rabbits active gut movement, he considered them ideal for the experiment.[200] To ensure their gut reflexes were not impaired, the rabbits were not anaesthetised.[150] Lister conducted three experiments. In the first experiment, an incision was made in the rabbit's side and a section of intestine was pulled through the skin. Lister then connected a magnetic coil battery to the splanchnic nerves in the spinal cord. When the current was applied, the gut completely relaxed but when the current was applied locally, a small localised contraction occurred that did not spread to the bowel.[150] Lister stated that "this observation is of fundamental importance, since it proves that the inhibitory influence does not operate directly upon the muscular tissue, but upon the nervous apparatus by which its contractions are, under ordinary circumstances, elicited".[195] In the second experiment, Lister examined the reaction in a section of the bowel, when he restricted the blood supply by tying the vessels and found that there was an increase in peristalsis. When he applied current the gut relaxed. He concluded that activity in the gut was under the control of bowel wall nerves and had been stimulated due to loss of blood.[195] In the third experiment he removed the nerves from a section of the bowel while ensuring to maintain a good blood supply. This time, stimulation of the section had no effect except when the section would spontaneously contract.

During the histological study of the bowel wall, Lister discovered a plexus of neurons[200] the myenteric plexus, that confirmed the observations made by Georg Meissner in 1857.[201][202]

Lister concluded, "...it appears that the intestines possess an intrinsic ganglionic apparatus which is in all cases essential to the peristaltic movements, and, while capable of independent action, is liable to be stimulated or checked by other parts of the nervous system".[199]

Although Lister did not believe in the inhibitory system, he did conclude that extrinsic nerves controlled the intestinal motor function indirectly through their effect on the plexus. It was not until 1964 that this was proven by Karl‐Axel Norberg.[203]

Notice of further researches on the coagulation of the blood

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Lister's third paper on coagulation[204] was a short article in the form of a communication consisting of five pages that were read before the Medico-Chirugical Society of Edinburgh on 16 November 1859. In the paper, Lister found that the coagulation of blood was not solely dependent on the presence of ammonia, but may also be influenced by other factors. In a demonstration before the society, Lister had a sample of horse's blood that had been shed twenty-nine hours earlier and added acetic acid to it. The blood remained fluid despite being acidified, but it eventually coagulated after being left to stand for 15 minutes. Lister demonstrated that the Ammonia theory was incorrect as the coagulation of the blood was not dependent on the presence of ammonia. He concluded that other factors may influence blood coagulation in addition to or instead of ammonia, and that the Ammonia theory was fallacious.[204]

Glasgow appointment

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On 1 August 1859, Lister wrote to his father to inform him of the ill-health of James Adair Lawrie, Regius Professor of Surgery at the University of Glasgow, believing he was close to death.[205] The anatomist Allen Thomson had written to Syme to inform him of Lawrie's condition and that it was his opinion that Lister was the most suitable person for the position.[206] Lister stated that Syme believed he should become a candidate for the position.[205] He went on to discuss the merits of the post; a higher salary, being able to undertake more surgery and being able to create a bigger private practice.[205] Lawrie died on 23 November 1859.[207] In the following month, Lister received a private communication, although baseless, that confirmed he had received the appointment.[208] However, it was clear the matter was not settled when a letter appeared in the Glasgow Herald on 18 January 1860 that discussed a rumour that the decision had been handed over to the Lord Advocate and officials in Edinburgh.[209][208] The letter annoyed the members of the governing body of Glasgow University, the Senatus Academicus. The matter was referred to the Vice-Chancellor Thomas Barclay who tipped the decision in favour of Lister.[210] On 28 January 1860, Lister's appointment was confirmed.[30]

Glasgow 1860–1869

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Joseph Lister 1860 by Thomas Annan

University life

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To be formally inducted into the academic staff, Lister had to deliver a Latin oration before the senatus academicus.[211] In a letter to his father, he described how surprised he was when a letter arrived from Allen Thomson informing him that the thesis had to be presented the next day on 9 March. Lister unable to start the paper until 2 am the next night, had only prepared around two-thirds of it, when he arrived in Glasgow. The rest was written at Thomson's house. In the letter, he described the dread he felt being admitted into the room prior to presenting the oration. After the thesis was read and Lister was inducted to the senate, he signed a statement not to act contrary to the wishes of the Church of Scotland.[212] While the contents of his thesis have been lost, the title is known, "De Arte Chirurgica Recte Erudienda" ("On the proper way of teaching the art of surgery").[213]

In early May 1860, the couple made the journey to Glasgow to move into their new house at 17 Woodside Place, at the time on the western edge of the city.[214] In 1860, university life in Glasgow was lived in the grimy quadrangles of the small college on Glasgow High Street, a mile east of the city centre next to Glasgow Royal Infirmary (GRI) and the Cathedral and surrounded by the most squalid part of the old medieval city.[215] The Scottish poet and novelist Andrew Lang wrote of his student days at the college, that while Coleridge could smell 75 different stenches during his student days in Cologne, Lang counted more.[215] The city was so polluted the grass did not grow.

The position of Professor of Surgery at Glasgow was peculiar, as it did not carry with it an appointment as surgeon to the Royal Infirmary, as the university was separate from the hospital. The allotment of surgical wards to the care of the Professor of Surgery depended upon the goodwill of the directors of the infirmary.[216] His predecessor Lawrie never held any hospital appointments at all.[217] Having no patients to care for, Lister immediately began a summer lecture course. He discovered that college classrooms were considered too small and had low ceilings for the number of students, which made them unpleasant to be in when filled to overcrowding.[215] Before his first lecture, the couple cleaned and painted the dingy lecture room assigned to them, at their own expense.[215] He inherited a large class of students from his predecessor that grew rapidly.[215]

After his first session, he wrote favourably of Glasgow:

The facilities I have here for prosecuting this course as compared to the difficulties I laboured under in Edinburgh are quite delightful – museums, abundant material and a good library all at my disposal and my colleague Allen Thompson co-operating in the kindest and most valuable manner[218]

Glasgow university life
Woodside Place
The old college
The old college entrance
Glasgow high street from the college
Glasgow Royal Infirmary
The surgical house
Entrance to the new surgical hospital

In August 1860, Lister was visited by his parents, who took a "saloon" carriage on the Great Northern Railway.[219] In September 1860, Marcus Beck came to live with the Listers and their two servants, while he studied medicine at the university.[219] In the closing weeks of the summer, the Listers along with Beck, Lucy Syme and Ramsay went on a short holiday to Balloch, Loch Lomond. While the group was visiting Tarbet, Argyll, the men rowed across the loch and ascended Ben Lomond.[220]

Election to surgeoncy

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In August 1860, Lister had been rejected for a post at the Royal Infirmary by David Smith, a shoemaker who was the chairman of the hospital board.[221] When Lister put his case to Smith explaining the need for anatomical demonstrations so the students could understand the practice of surgery, Smith stated his belief that "the infirmary was a curative institution, not an educational one".[220] The rejection both annoyed and surprised Lister as he had been promised by Thomson that the position was assured.[220] Indeed, he had informed his father of the fact that the post was guaranteed in his letter to his father.[221]

In November 1860, the winter lecture course began. In total 182 students registered for the lectures[222] and according to Godlee it was likely the "largest class of systematic surgery in Great Britain, if not in Europe".[222] The class consisting of mostly 4th year students with some 3rd and 2nd year students, was so enthused, that they decided to make Lister the Honorary President of their Medical Society.[220] When the time approached for the election to the surgeoncy in 1861, 161 students signed a petition on parchment supporting his claim for election.[222] Lister was not elected until 5 August 1861, in what was described by Beck as a "troublesome canvas".[223] Lister was put in charge of wards XXIV (24) and XXV (25) in October 1861.[224] It wasn't until November 1861 that he performed his first public operation.[225] Soon after Lister arrived at the GRI, a new surgical block was built and it was here that he conducted many of his trials of antisepsis.[226]

Holmes System of Surgery

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Between the end of his winter lecture course and his appointment, Lister's correspondence contained little of scientific interest. A letter to his father dated 2 August 1861 explained why.[227] He had halted his experiments on coagulation to work on two chapters, "Amputation" and "On Æsthetics" (On anaesthetics) for the medical reference work System of Surgery by Timothy Holmes, published in four volumes in 1862.[228] Chloroform was Lister's preferred anaesthetic.[229] He wrote three papers for Holmes in 1861, 1870 and 1882.[230][231] The science of anaesthesia was in its infancy[232] when Lister first recommended chloroform to Syme in 1855, and he continued to use it until the 1880s.[223] His sister Isabella Sophie first described it to him in 1848 when she had a tooth pulled. He had also used it without complications on three patients with tumours of the jaw in 1854.[229] He classed it along with alcohol and opium as a "specific irritant" in "On the early stages of imflammation".[229] Lister preferred it to ether, as it was safer to use in artificial light, protected the heart and blood vessels, and, Lister believed, gave the patient "mental tranquility" as it was the safest.[223] In the 1871 edition, he reported that there had been no deaths in the Edinburgh or Glasgow infirmaries from chloroform, between 1861 and 1870.[223] Lister described how his assistant applied the chloroform onto a simple handkerchief used as a mask and watched the patient's breathing. In 1870 however Lister updated the chapter to state that he felt apprehension about using chloroform on the "aged and infirm".[223] In the same edition he recommended nitrous oxide for tooth extraction and the use of ether to avoid vomiting after abdominal surgery. In the winter of 1873, the English medical journals reported that sulphuric ether should be used instead but Watson Cheyne stated there had been no deaths from chloroform during the winter of 1873. In 1880, the British Medical Association recommended the synthetic gas ethidene dichloride for clinical trials. On 14 November 1881, Paul Bert published the dose-response curve of chloroform but Lister believed that smaller doses were sufficient to anaesthetize the patient.[233] Starting in April 1882, Lister first conducted clinical research using ether and from July to November, lab experiments on chaffinches and then on himself and Agnes, to determine the correct dose.[234] The 1882 chapter continued to recommend chloroform.[234]

The chapter on amputation was much more technical than the anaesthesia chapter, for example describing the ways of cutting the skin to produce flaps to close over the wound.[g][234][235] In the first edition, Lister examined the history of amputation from Hippocrates to Thomas Pridgin Teale, William Hey, François Chopart, Nikolay Pirogov and Dominique Jean Larrey[236] and the discovery of the tourniquet by Etienne Morel.[122] In the first edition, Lister devoted seven pages to dressings, but by the third edition used only a single sentence to recommend a dry dressing[237] as opposed to the more common water dressing, thought to excluded air.[238] By the third edition, Lister focused on describing three innovative surgical techniques. The first was a method for amputation through the thigh that he developed between 1858 and 1860, a modification of Henry Douglas Carden's technique for knee amputation.[234] The thigh amputation went through the femoral condyles in a circular fashion with a small posterior flap that enabled a neat scar.[239]

The second technique was an aortic tourniquet for controlling blood flow in the abdominal aorta.[236] The vessels of the aorta were too tough to close properly and ligatures either damaged the artery walls or caused premature death if left in too long.[234] The third technique was a method of bloodless operation that he created in 1863–1864 by elevating a limb and quickly applying an india rubber tourniquet to stop limb circulation.[240] It became unnecessary with the use of the Esmarch bandage.[122] In 1859, he advocated for the use of silver wire sutures that had been invented by J. Marion Sims, but their use fell out of favour with the introduction of antiseptics.[236]

Croonian Lecture

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On 1 January 1863, Lister returned to the topic of coagulation when he presented the Croonian Lecture with the title "On the coagulation of the blood",[241] although there was little that was new.[242] The lecture, given at the invitation of the Royal Society and the Royal College of Physicians, was held in London.[186] Lister opened the lecture by reconfirming the fallacious nature of the ammonia theory, instead proposing that shed blood coagulates when the solid and fluid elements of the blood meet. Through experiments, he confirmed that blood plasma (liquor sanguinis) on its own lacks the ability to coagulate, but gains it when in contact with red blood cells.[67] Lister suggested that living tissues possessed similar properties in relation to blood coagulation. He mentioned the presence of coagulable fluid in the interstices of cellular tissue and described instances of oedema liquid coagulating after emission, possibly due to a slight admixture of red blood cells.[241] Lister highlighted the tendency of inflamed tissues to induce coagulation in their vicinity, suggesting that inflamed tissues temporarily lose their vital properties and behave like ordinary solids, leading to coagulation. He provided examples of inflamed arteries and veins exhibiting coagulation on their interior, like artificially deprived vessels.[241] Lister then described the difference between inflammatory exudations and oedema effusions, with inflamed tissues inducing coagulation and oedema effusions remaining fluid. He hypothesised that the increased pressure caused by accumulated red blood cells in inflamed capillaries contributed to the loss of healthy condition in capillary walls, leading to coagulation.[241] In the closing, Lister related his previous microscopic investigation, published in the Philosophical Transactions, which supported the view that tissues can be temporarily deprived of vital power under the action of irritants. He proposed that inflammatory congestion arose from the adhesiveness of red blood cells caused by the interaction with irritated tissues, like their behaviour outside the body when encountering ordinary solids. In finishing the lecture, Lister said he was satisfied that his previous conclusions on the nature of inflammation were independently confirmed through his research into blood coagulation.[241]

On excision of the wrist for caries

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Lister's most original work that he undertook during 1863 and the beginning of 1864 was the development of a surgical technique for the excision of caries from the wrist, i.e., the removal of diseased bone due to tuberculosis.[243] The procedure consisted of removing the ends of the bones entering into an articulation instead of amputating the whole limb, and was considered a recent development in "conservative surgery".[244] Several surgeons had attempted the procedure. It was first performed by German surgeons Johann von Dietz in 1839 and Johann Ferdinand Heyfelder [de] in 1849, followed by British surgeon William Fergusson in 1851.[245] While the development of techniques for excision of the elbow was largely successful, similar success for the excision of the wrist was elusive, so amputation was still considered the most appropriate treatment even in 1860.[244] T Lister developed a complicated technique that removed the tissue where the disease was likely to occur but preserved the structures used to move the fingers and wrist.[246] The technique was adopted by the profession and the only complaint from surgeons was the length of the operation at 90 minutes.[246] Lister waited almost a year before publishing the paper in March 1865 in The Lancet.[247] The paper presented 15 case histories.[248] In summary, ten people were cured, two had hopes of achieving a cure, two died of causes independent of the operation and Lister considered one operation unsatisfactory, a failure rate of 13%.[248]

Edinburgh position

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Professor of Systematic Surgery in Edinburgh James Miller died in June 1864.[249] The Edinburgh chair, considered the most prestigious within the Scottish medical community, came with an annual stipend of £700-£800 per year. Syme and his friends suggested that Lister should apply as his candidature was all but assured.[249] A number of reasons have been advanced for why Lister applied. In a letter to his father, he said that he saw Glasgow as a stepping stone. There were a multitude of reasons to either stay or go. He was drawn to research, his friends were there, and he found the routine tasks in Glasgow to be "working in a corner". There was also the fact that his tenure only lasted 10 years.[250] Testimonials from Christison, Paget, Buchanan and Syme followed the application. By the end of June, Lister was convinced the position was his.[251] However, the chair went with James Spence instead.[248] Lister was disappointed and in social settings tended to solipsism in conversation, but by October his father, in a letter said that it was, "very gratifying to learn thy complete reconcilement to remaining at Glasgow".[251]

Before he received the disappointing news, Lister had been called back to Upton as his mother Isabella was on her deathbed. She died on 3 September 1864.[252] His father now lived alone at Upton as the only daughter left at home had married in 1858.[252] Communication with his children became of paramount importance to Joseph Jackson and he started to send Lister a letter every week, stating in October "The thought that thou wilt look for letters from thee weekly, and the letters when they come, are alike gratifying to thy poor father.[251]

Winter lecture course

On 1 November, Lister began the winter lecture course, divided in two: conditions common with tissue and organs and conditions of physiology.[251] His first lectures were on blood, then nerves, then detailed special nerves which explained the process of inflammation.[253] In introducing the subject, he stated that any injury that didn't cause death would result in inflammation with the familiar symptoms of redness, swelling and pain. These symptoms were indicative of "inflammatory congestion",[254] th the suspension of vital energy, beginning with red corpuscles adhering together, which was caused by fibrin, which itself was caused by two substances in the blood, one in the blood cells and one in liquor sanguis (plasma). He described two types of inflammation, direct and indirect. Direct inflammation was caused by a noxious agent and indirect by "sympathy", an indication that Lister's frame of reference was wholly inadequate.[253] He then provided various examples and examined various types, for example acute, latent and chronic. The following lectures were devoted to explaining how to alleviate the symptoms of inflammation, for example raising a limb to enable blood to flow more easily, or reducing tension for example, by draining an abscess.[255] The remarkable aspect of Lister's theory of inflammation was that while the details of the observations were correct, his theoretical structure to explain his observations was completely wrong. Lister's error lay in his belief that inflammation was a "unitary disease", a single underlying disease, when in effect it was a range of conditions.[255] The second division of the lectures focused on the heart, blood vessels, lymphatic system, bones, joints and nerves.[256]

Christmas

Lister and Agnes spent Christmas 1864 with Joseph Jackson at Upton.[256] In January, Lister attended a quite unusual operation by Syme in Edinburgh in which a patient's tongue was removed.[256] A month later, Lister received an interesting letter from Jackson on fees that indicated Lister's growing private practice that he began in 1861. His practice was unusual, as it was solely dedicated to surgery, during a period when operations either took place at the doctor's surgery or at the patient's home.[256] In March 1865, Lister and his colleagues became involved in the case of the murderer Edward William Pritchard who was employed as a doctor in Glasgow. Prichard had broken his oath. In a letter to his father, Lister expressed his sincere hope that he would be hung.[257]

Pasteur

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Louis Pasteur in his laboratory. Painting by Albert Edelfelt in 1885

At the end of 1864[258][259] or during the spring of 1865[260] (sources vary) while walking home with Thomas Anderson,[261] the chemistry professor at Glasgow and discussing putrefaction, Anderson drew Lister's attention to the latest research of the French chemist Louis Pasteur,[262] who had discovered living things that caused fermentation and putrefaction.[263] Lister had not been a wide reader of continental literature,[262] but began reading the weekly journal Comptes rendus hebdomadaires of the French Academy of Sciences in the years 1860-1863 wher N Pasteur discussed fermentation and putrefaction.[264]

The two papers that Anderson recommended to Lister were Sur les corpuscules organisés qui existent dans l'atmosphère, examen de la doctrine des générations spontanées 1861 (On the organized particles that exist in the atmosphere, examination of the doctrine of spontaneous generations).[265] In this paper, Pasteur disproved the theory of spontaneous generation by proving the hypothesis that life in boiled infusions arose from spores.[266] He also proved that particles in the air could be cultivated; and that if they were introduced from the air into a sterile liquid, they would reappear and multiply in the liquid.[267] The second paper was Pasteur's magnum opus, titled Examen du rôle attribué au gaz oxygène atmosphérique dans la destruction des matières animales et végétales après la mort 1863 (Examination of the role attributed to atmospheric oxygen gas in the destruction of animal and plant matter after death),[268] published 29 June 1863.[258] The paper concluded that fermentation, putrefaction and slow combustion destroyed organic matter and these were necessary processes for life to exist.[266] Pasteur learned that slow combustion was related to the anaerobic conditions when microorganisms were present.[266]

Several other papers would directly influence Lister's work on microorganisms.[267] The third paper was the Mémoire sur la fermentation appelée lactique (Extrait par l'auteur) (Memoir on the so-called lactic acid fermentation (Extracted by the author)), published in 1857,[269] described the discovery of the microbe responsible for fermentation in beer yeast.[266] The fourth paper was the Memoire sur la Fermentation Alcoolique (Memoir on Alcoholic Fermentation), published in Annales de chimie et de physique in 1860.[270] Pasteur described living microorganisms in yeast, Saccharomyces cerevisiae, that were responsible for the effervescent change that led to fermentation.[266] The last paper by Pasteur was the Animalcules infusoires vivant sans gaz oxygène libre et déterminant des fermentations, (Animal Infusoria Living in the Absence of Free Oxygen and their fermentations)[271] That paper, presented in 1861, was seminal in enabling Lister to understand the nature of sepsis,[266] where the body's response to infections leads to injury of the tissue and organs. Pasteur's research led him to believe the ferment that produced Butyric acid was a microbe that lived in the absence of oxygen.[266] The last paper that Lister found important was "Recherches sur la putréfaction" (Research on putrefaction)[272] that concluded that "...that putrefecation is determined by living ferments".[273]

Lister was not the only surgeon interested in Pasteur's research.[274] Thomas Spencer Wells, surgeon to Queen Victoria, had emphasised the significance of Pasteur's work at a meeting of the British Medical Association in 1864,[275] stating "[By] applying the knowledge for which we are indebted to Pasteur of the presence in the atmosphere of organic germs ... it is easy to understand that some germs find their most appropriate nutriment in the secretions from wounds, or in pus, and that they so modify it as to convert it into a poison when absorbed". However, Wells did not have an experiment to demonstrate germ theory and was unable to develop the techniques to put it into practice.[276]

Lister's colleagues
Louis Pasteur before 1895
Thomas Anderson circa 1870
Thomas Spencer Wells

Discovery

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The serendipitous discovery of Pasteur's work at a time when he was struggling to control post-surgical infections[277] provided a simple explanation for a problem he had long experienced.[278][261] He was now convinced that infection and suppuration of wounds must be due to entry into the wound of minute living airborne creatures.[261] He recognised that contamination was the vector for infection, realising from the first that the surgeon's hands, dressings and instruments would also be contaminated.[261] However, Pasteur's work confirmed the view Lister had always expressed that contamination came from the air. Lister did not realise the vast and diverse amount of microbial life that was responsible.[261] As Lister's work at that time derived directly from Pasteur's, Lister probably thought that wound infection was due to a single organism. He had no concept, nor indeed did anybody else, of the vast number of types of germs that exist in nature.[279] Reading the papers did spur him to determine how the hands, dressings and instruments he used could be rid of these ubiquitous organisms and how the wound could be cleared of them.[279]

Pasteur suggested three methods to eliminate microorganisms: filtration, exposure to heat, or exposure to chemical solutions. Lister was particularly interested in the efficacy of filtration and repeated many of Pasteur's experiments in modified form for instruction in his class,[279] but eventually excluded the first two techniques as not applicable for the treatment of wounds.[274]

Lister confirmed Pasteur's conclusions with his own experiments and decided to use his findings to develop antiseptic techniques for wounds.[280]

Carbolic acid

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In 1834, Friedlieb Ferdinand Runge discovered the germicide phenol, then known as carbolic acid, which he derived in an impure form from coal tar.[281] At that time, there was uncertainty as to the relationship of creosote – a chemical that had been used as a preservative on the wood used for railway sleeper and ships to protect the wood from rotting – and carbolic acid.[282] Upon hearing that creosote had been used for treating sewage[283] in Carlisle, Lister obtained a sample from Anderson.[284] Known as "German creosote", it was a thick, smelly tarry substance.[285]

Antiseptic system 1865–1867

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The widespread introduction of antiseptic surgical methods followed the publishing of Lister's Antiseptic Principle of the Practice of Surgery in 1867
 
The Portrait of Dr. Samuel D. Gross. The portrait of American surgeon Samuel Gross at work created by Thomas Eakins in 1875. Gross rejected Lister's methodology when Lister visited the International Medical Congress in Philadelphia in 1876. Gross is quoted as saying: "Little if any faith is placed by any enlightened or experienced surgeon on this side of the Atlantic in the so-called carbolic acid treatment of Professor Lister".[286] Examination of the portrait reveals that the assistant is holding the surgical instrument by the blade instead of the handle, delivering germs directly into the wound. The assistants have dirt on their hands, and a family member is present at the operation, bringing more germs into the operation
 
The Agnew Clinic by Thomas Eakins in 1889. It details an operation by David Hayes Agnew, professor of surgery who was on the point of retiring, to the students of University of Pennsylvania School of Medicine. Examination of the portrait shows that the surgeons are now wearing surgical dress, the use of surgical drapes over the body is predominant and a nurse is present as it is an operation on a woman. Lister's work elicited a worldwide revolution in surgery in less than 25 years.

History

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Hospitalism

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The history of antiseptic surgery in the years before 1847, was preventing or treating infection in accidental wounds, often received in battle.[287]

1860's surgery and pathological theory

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In the 1860s, Lister's assumptions about surgery and theory of pathology were similar to those of his contemporaries.[288]

Early experiments

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In early March 1865, Lister conducted his first experiment using the acid on a patient whose wrist was being excised due to caries.[289] Although he carefully washed the wound, it became infected and the experiment was a failure.[290]

On 21 March 1865, Lister began his second experiment with carbolic acid on a 22-year-old patient named Neil Kelly who had a severe compound fracture of the leg.[289] His treatment consisted of cleaning the wound of all blood clots and then applying the undiluted carbolic acid by the use of forceps across the whole wound. A piece of lint soaked in the acid was then laid on the leg, overlapping the wound and fixed by an adhesive plaster. A sheet of thin block tin or sheet lead that was sterilized by the acid and placed to cover the lint, to prevent the antiseptic from evaporating. This was further fixed with adhesive plaster and packing was used between the limb and the splints for the purpose of soaking up any blood or discharges. A crust formed that was not removed except to apply a new antiseptic.[291] While the treatment possessed many of the essential characteristics of the antiseptic dressings that Lister would subsequently introduce, it failed and suppuration began to occur,[291] leading to the death of the patient. Lister blamed himself and noted that the treatment "..proved unsuccessful, in consequence, as I now believe, of improper management".[292]

Antiseptic treatment and dressings

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The essential part of Lister's operating treatment was not the application of strong carbolic acid to the wound, although that required careful management to ensure the wound was sterilised, but designing the dressing in such a manner to stop the ingress of airborne infection.[293] This was often misunderstood, even when he was explaining the procedure to fellow doctors at Glasgow who were celebrating him as humanity's benefactor, and it caused him considerable irritation and unhappiness later in life.[294] They were confused by the initial application of the acid and this led to the claim that Lister was advocating for the use of carbolic acid to prevent suppuration.[293]

The disadvantages of the first primitive dressings of lint soaked in carbolic acid were soon apparent.[295] The German creosote was also far from ideal, as it irritated the skin, causing ulceration and then suppuration[296] that occasionally resulted in tissue necrosis. It was also almost insoluble in water.[295] Lister began to look for another source of phenol. Lister discovered[h] that Frederick Crace Calvert, an honorary chemistry professor from the Royal Manchester Institution was manufacturing small quantities of phenol at a much finer purity and managed to obtain some.[284] The phenol was in the form of small white crystals which liquified at 80 °F (27 °C)[284] and were readily soluble in a ratio of 1:20 parts of water and to any extent soluble in oil.[293] The watery solution could be used in a lotion of any strength[293] and be used for disinfection of wounds while the solution in oil that served as a reservoir of antiseptic seemed likely to provide a suitable dressing.[295] Lister began to experiment with the phenol and produced a new dressing made of a putty that consisted of carbonate of lime mixed with phenol mixed with boiled linseed oil in a ratio of 1:4 or 1:6.[298]

After two failures, Lister hard no clear experimental design[289] to test the efficacy of carbolic acid.[290] At that point he decided to only experiment on patients with compound fractures, i.e. open wounds where the fractured bone breaks through the skin, leading to extensive loss of blood.[299] In 1865, industrial accidents often led to the patient being thrown to the ground, leading to dirt entering the wound and a risk of deep infection.[300] By the time the patient saw a surgeon several hours later, suppuration had invariably set in.[301] In 1865, amputation was the standard treatment for compound fractures. Lister reasoned that he could experiment on the patient and if the treatment failed, perform the amputation to remove the limb and save the patient's life.[299] He believed this experimental model was both ethically and medically ideal.[299]

James Greenlees

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On 12 August 1865, Lister achieved success for the first time when he used the crude oily[299] full-strength carbolic acid to disinfect a compound fracture.[284][302] He applied a piece of lint dipped in carbolic acid solution onto the wound of an 11-year-old boy, James Greenlees, who sustained a compound fracture after a cart wheel passed over his left leg.[303] After washing the wound with carbolic acid dissolved in linseed oil, he applied a dressing of putty mixed with the acid widely over the wound and placed a sheet of tin to cover the wound and protect it.[299] The putty ensured that the acid didn't wash out of the wound in blood or lymph fluid.[299] He splinted the leg and bandaged it to hold the lot in place.[299] After four days, he renewed the pad and discovered that no infection had developed.[299] He again dressed it and left it for five days. When he removed the second dressing, he found the skin around the wound was burnt and applied a dressing of gauze soaked in a combination of 5% to 10% acid and olive oil for a further four days. He then applied a water dressing to the wound until it completely healed.[299] After slightly over six weeks, Lister discovered that the boy's bones had fused back together without suppuration.[304] Confident that carbolic acid was the antiseptic that he had been looking for, Lister treated patient after patient at the Royal Infimary in the following months,[305] improving both the wound dressing design and the operating treatment.

During the summer, the Listers never strayed far from Glasgow as he was still monitoring Greenlees.[306] In the same month, he treated two ulcers. Both sores were washed with an acid in oil solution and one was covered with an oiled paper coated with spirit varnish and the second with gutta-percha covered with a water dressing. In both cases the dressing failed and he swapped them for a water dressing covered with cotton.[306] On 11 September 1865, Lister treated the second patient with the acid, Patrick F., a labourer with a compound fracture of the thigh.[299] After the thigh was splinted, the small wound was dressed using lint dipped in carbolic acid and covered in oil paper.[307] After 16 days, the patient had an excellent prognosis.[299] On 22 September, the Listers decided to take short holiday to Upton and the patient was left with his house surgeon, John Macfee. However, the treatment failed and the limb was amputated after gangrene developed in the wound.[306] When he wrote up his seminal paper, Lister considered the wound size too small to have effectively tested the efficacy of the acid, but he was happy with the outcome.[306] At Christmas 1865, the Lister joined the Symes in Edinburgh. It was eight months before Lister treated another compound fracture. In 22 January 1866 he treated John Austin, a shipwreck survivor with a wound in the leg that had developed into a ulcer.[306] He washed the wound in 20:1 oil-to-acid solution and dressed it with a lint bandage dipped in the solution covered with plaster of paris.[306]

Improved dressing

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On 19 May 1866, the first patient to use the improved method[304] presented at Lister's accident ward with a compound fracture with extensive swelling and bruising.[308] The patient was John Hainy, a 21-year-old casting moulder in an iron foundry, who had been supervising a crane when a chain broke and a metal box, containing a sand mould weighing 12 hundredweight or 1,344 pounds (609.6 kg), fell from a height of four feet and landed obliquely on his left leg.[309][310] Both leg bones were broken and a wound measuring 1.5 by 0.75 inches (38 by 19 mm) had bled profusely into the muscles and tissue of the leg. A secondary complication had occurred when air bubbles had mixed with the blood when the man was moved to the hospital.[309] The normal treatment would have been amputation, but Lister decided to treat the wound with phenol.[311] He squeezed the leg to remove as much air and blood as possible, then placed a piece of lint soaked in carbolic acid on the wound and covered it with tin foil.[311] A bloody crust formed over the wound, consisting of a scab free of bacteria.[310] Lister saw for the first time how the scab was gradually converted into living tissue, even when new carbolic acid was being applied - something entirely new.[310] Unfortunately Hainy developed bed sores that became gangrenous. These were treated with nitric acid to remove the necrotic flesh and carbolic acid to sterilize the wounds.[310] Hainy survived the injury. On 27 May, Lister wrote to his father expressing intense satisfaction, stating "I tried the application of carbolic acid to the wound, to prevent decomposition of the blood and to prevent the fearful mischief of suppuration. It is now eight days since the accident and patient has been going exactly as though the fracture were a simple one." Two weeks later another letter followed, reporting "The great swelling has almost entirely subsided, and the limb is becoming firm".[i][304] On 7 August 1866, Hainy was released from hospital.[310]

Lister continued to refine the dressing and perfect the antiseptic treatment. He would often spend long nights experimenting in his home laboratory. [304] He searched for a material that could be placed over the wound and under the carbolic acid, that would serve to protect the wound from the irritating effects of the acid and stop the ingress of microbes but enable bodily secretions to escape.[313] He eventually settled on the use of oiled silk sold under the "Green oiled silk protective" brand.[313] The silk surface was painted with one part dextrin, two parts of powdered starch and 16 parts of watery acid in a 20-1 water-acid solution, to ensure a thorough wetting.[j][313] The sterile silk dressing was an effective barrier between the acid and the tissue.[313] He described the new treatment as "An antiseptic to exclude putrefaction with a protective to exclude the atmosphere will by their joint action, keep the wound from abnormal stimulus".[313]

On a new method of treating compound fracture, abscess

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In the early months of 1867, Lister began writing up the compound fracture case histories of his experiments with carbolic acid into a new paper, the first to describe his new technique of antiseptics.[315] The paper, titled On a New Method of treating Compound Fracture, Abscess, Etc., with Observations on the Conditions of Suppuration[280] was published in The Lancet in five instalments between March and July 1867.[316] The first instalment appearing on the 10 March 1867.[315] The paper was divided into two: a main section dealing with compound fractures, and a short note on the treatment of abscesses.[316]

Lister's theory of inflammation provided the conceptual structure of the article.[317] He stated that the inflammation that appeared immediately after an injury was both necessary and dangerous. It was a precursor to healing, but the fluids which flowed into the wound were akin to dead tissue. Inflammation could trigger putrefaction.[317] Lister then described tissue healing by granulation which he believed was the likely outcome in wounds in compound fractures. Lister believed that cells in granulated tissue were remarkably active and since they were alive, were immune to putrefaction. They were also immune to secondary inflammation, as they lacked sensory nerves.[317] Lister then claimed that airborne putrefaction, "a danger that was underrated", was proven by the scabs which appeared to protect small wounds from decomposition during wound healing.[318] Lister then explained how putrefaction affected tissue, that often it appeared in less than 24 hours and had an associated smell. He described the source of putrefaction and how the "raw surface" of the wound could putrify before the granulations formed or the liquids on the surface of the granulations putrified. The liquids that were produced were extremely acrid and acted on the sensory nerves to initiate indirect inflammation and fever. This in turn led to an increase in cell turnover and resultant cellular death, increasing the quantity of putrescent material in the wound. When indirect putrefaction occurred, sloughs were produced that resulted in suppuration.[318] In the next section of the paper, Lister made his most famous declaration, namely that the decomposition of organic tissue was not caused by the gaseous components in the atmosphere but "minute particles suspended in [the air], which are the germs of various low forms of life, long since revealed by the microscope, and regarded as merely accidental concomitants of putrescence" and had been identified by Pasteur as the "essential cause" of putrefaction.[319] He described how germs worked in the same manner as yeast, which converts sugar to alcohol.[318] Lister's germs were scavengers who lived on dead tissue and he didn't see them as parasitic on living tissue. In that respect, Lister's paper is open to many interpretations, but in the context of wounds, he believed that living tissue could resist germs. He never made the distinction as to whether germs were living beings for example in erysipelas, that entered the body or were a chemical agent.[318]

In the rest of the paper, Lister described using carbolic acid, along with a description of how the acid forms a dense crust protecting the wound from the ingress of germs. He then described the outcome of his experiments on 11 patients.[320] Healing by granulation occurred in all cases except 7,10, 11 which didn't suppurate. Cases 1 and 9 did suppurate. Lister didn't regard pus as significant, as it was not associated with inflammation or change in putrefaction. In essence, he had attained healing by granulation without inflammation in compound fracture cases. He believed that the elimination of suppuration wasn't a desirable therapeutic outcome, as a small amount of suppuration on a healthy granulation wasn't a cause for alarm.[320]

Carcinoma of the breast

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In July 1867, Lister discovered that his sister Isabella Pim had breast cancer.[321] Pim had visited Paget and Syme to seek treatment but had such an extensive carcinoma that both surgeons advised against operating.[322] Lister made the difficult decision to perform a radical mastectomy. He consulted Syme in Edinburgh and rehearsed the operation on a dead body. The procedure took place in his own house.[321] The recovery went smoothly and although there was some suppuration in the wound, Lister's use of antiseptics prevented putrefaction.[322] The next day he wrote to his father, "I may say the operation was done at least as well as if she was not my sister. But I do not wish to do such a thing again.[321]

Antiseptic principle of the practice of surgery

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Within a few days of the publishing of the last part of the previous paper, Syme asked Lister to attend the British Medical Association meeting in Dublin on 9 August 1867.[323] Lister had some difficulty preparing a new paper, the seminal "On the Antiseptic Principle in the Practice of Surgery-*" which was Lister's second paper on antiseptic surgery.[323] It was later published in the British Medical Journal on 21 September 1867.[280]

Lister claimed that on the basis of experiments on inflammation, the essential cause of suppuration in wounds was decomposition.[324] Several aspects of this claim need to be examined. Firstly, it was specific to wounds, as Lister had other views about suppuration in other sites on the body. Secondly, he stipulated that decomposition was the "essential" cause of suppuration, i.e. it wasn't the only cause. Thirdly, decomposition was the cause of pus in wounds.[324] Lister's pronouncement is best described as that he had discovered that the only important cause of suppuration in inflamed wounds is decomposition. Lister was specifically referring to the pathology of pus formation in inflamed tissue, the essential cause of harm in the practice of surgery.[324] His appeal to the reader, in essence, to surgical consensus "To prevent the occurrence of suppuration, with all its attendant risks, was an object manifestly desirable" refers to the surgeons dread of pus appearing in an inflamed wound.[324] Lister then made a wholly inaccurate statement that "...oxygen, which was universally regarded as the agent by which putrefaction was effected." when compared against other sources.[324] Lister introduced the work of Pasteur, claiming that decomposition might be avoided by using a dressing that could destroy the minute organisms in the wound.[325] Lister decided to formulate his new surgical technique into a general principle.[324] He termed it the "antiseptic principle", thus linking its nomenclature with carbolic acid.[326] His principle was that all the local inflammatory mischief and general febrile disturbance which follow severe injuries are due to the irritation, and the reason for this was the carbolic acid-induced suppuration but prevented decomposition, which was contrary to normal surgical treatment that saw suppuration as an indication that something was wrong, in Lister's case essentially that the antiseptic treatment had failed.[325] influence of decomposing blood or sloughs.[k][325] He was stating a "great principle" – not that decomposition was the cause of disease in wounds,– it was the only cause.[325]

In the paper, Lister instructed surgeons to continue with the treatment even when suppuration appeared.[325] The reason for this was the carbolic acid-induced suppuration but prevented decomposition, which was contrary to normal surgical treatment that saw suppuration as an indication that something was wrong, in Lister's case essentially that the antiseptic treatment had failed.[325] He noted that he felt it necessary to affirm this position on "pathological principles" that granulation tissue had no inherent tendency to form pus but only did so when "subjected to a preternatural tendency". He explained that carbolic acid and decomposing substances were similar, i.e., they both caused suppuration by a chemical process but while carbolic acid only acted on the surface of the tissue to which it is applied, decomposition is a "self-propagating and self-aggravating poison". Decomposing tissue was a breeding ground for more decomposition that led to putrefaction in the tissue surrounding it.[325]

Lister was arguing that the pus that formed by carbolic acid was acceptable as long as it wasn't accompanied with inflammation. In this respect, Lister's approach to normal or abnormal healing by granulation was the same as the average surgeon of the period. Simply, that healthy healing didn't occur when inflammation was present.[325]

Lister paid particular significance to putrefaction, in the last part of the paper stating that decomposing wounds were the cause of disease in hospitals, which was not an uncommon belief amongst the surgical community.[327] He described how the two large wards where he offered treatment were the unhealthiest in Glasgow and since the application of antiseptics, "wounds and abscesses no longer poison the atmosphere with putrid exhalations" leading to the wards completely changing their character.[327] Not a single instance of pyaemia, hospital gangrene, or erysipelas had occurred in them since the new regime of antiseptics had begun.[328] However, Lister never explained how the "putrid exhalations" led to fever.[327]

Illustrations of the antiseptic system of treatment in surgery

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On 21 September 1867, Lister published again in a new paper "Illustrations of the Antiseptic System of Treatment in Surgery" for The Lancet,[329] which was his third paper on antisepsis.

In the paper, Lister summarised his earlier claims and added a significant new observation on the agent of putrefaction.[327] He stated that the "character of the decomposition in a given fermentable substance is detetermined by the nature of the organism that develops in it".[327] He suggested that the cause of fermentation in food was caused by yeasts and the cause of putrefaction were possible Vibrios.[327] At the end of the paper, he stated that on the basis of his new antiseptic theory "that a really trustworthy treatment for compound fractures and other severe contused wounds has been established for the first time, so far as I am aware, in the history of surgery".

Sterility experiment

In October 1867, Lister decided to repeat Pasteur's experiment in a modified form, although the experiment was originally devised by the French chemist Chevreul. This was to support the germ theory and to disprove the theory that life arose from spontaneous generation.[330] Lister procured four glass flasks into which he poured his own urine. Lister then washed the necks to remove any urine and modified three of them, by extending and drawing their necks into a narrow tube that was bent at an acute angle.[279] The fourth had the neck cut short and left in a vertical position, but its diameter was reduced to a smaller size than the others. The flasks were then boiled and when the heat was withdrawn, air was allowed to rush into the flask to replace the condensed steam. The flasks were then left undisturbed in the same room, the ends of the necks, open to the air.[331] Within four days a vegetative mould appeared in the fourth flask while the other three flasks remained clear.[332] Lister would later use the flasks in demonstrations. His dresser John Rudd Leeson described how Lister took the three flasks to London sitting on their knees, when they moved, into a specially reserved first-class cabin to ensure they survived the journey.[330]

Sterility experiment to disprove the theory of sponteneous generation
Glass flask used in the experiment
Glass flask containing urine

First reception of antisepsis

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Although Lister was honoured in later life, his ideas about the transmission of infection and the use of antiseptics were widely criticised in his early career.[333] On 24 August 1867, within a month of Lister's publishing his first paper on antiseptics, the editor of The Lancet, Lister's nemesis James G. Wakley, wrote an editorial crediting Pasteur for Lister's research and invited physicians to investigate Lister's claims and report their findings to the journal.[334]

Simpson's attack

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On 21 September 1867, Scottish obstetrician James Young Simpson, professor of medicine and midwifery at Edinburgh University and discoverer of chloroform, published an editorial that attacked Lister in the Edinburgh Daily Review, written under the pen name "Chirurgicus", a common practice to signal a personal attack.[335] Simpson's motive was that he was trying to convince the medical community of the efficacy of his acupressure technique, which used needles to halt arterial haemorrhage, counter to Lister's use of ligatures.[334] The editorial letter was the first of many and began a tit-for-tat argument in the press over months and eventually led to the acceptance of antisepsis.[citation needed]

Simpson claimed that Lister's prior article had been misleading[336] and accused him of plagiarising the work of French doctor and pharmacist Jules Lemaire.[334] Lemaire had described carbolic acid as a constituent of coal tar in 1860[337] in "Saponinated coal tar"[338] and after a long series of investigations[339] had followed up with an 1863 book, "De l'acide phénique, de son action sur les végétaux, les animaux, les ferments, les venins, les virus, les miasmes et de ses applications à l'industrie, à l'hygiène, aux sciences anatomiques et à la thérapeutique" (Carbolic acid, its action on plants, animals, ferments, venoms, viruses, miasmas and its applications to industry, hygiene, anatomical sciences and therapy) with the second edition in 1865, where he described the antiseptic power of carbolic acid.[340][341][335] While Lemaire believed in the germ theory and realised the causes of putrefaction, he made no attempt to develop a process to exclude them from the wound.[337]

On 5 October 1867, Lister gave a robust reply to Simpson in a letter "On the Use of Carbolic Acid" to The Lancet, denying that he had heard of Lemaire's work and arguing that that work had made little impact on the medical profession.[l][343] Lister went on to defend his work, stating:

"For my own part, I may say that, of all the gentlemen from Great Britain and both continents who have recently visited Glasgow, not one has ever expressed the slightest doubt that the system in question was entirely new; the novelty, I may remark, being, not the surgical use of carbolic acid (which I never claimed), but the methods of its employment with the view of protecting the reparatory processes from disturbance by external agency."

It was two weeks before Lister managed to read Lemaire's book.[344] He unsuccessfully searched Glasgow for a copy before finally discovering one in the library of Edinburgh University.[344] On 19 October, Lister wrote a follow-up letter to The Lancet[344] and stated he didn't claim to be the first physician to use carbolic acid and that he chose the acid due to its strength as an antiseptic. He also included a letter of support from a Carlisle medical student, Phillip Hair, who had studied in Paris. Hair stated he had seen no treatments there that were as effective as Lister's.[345] Lister's response angered Simpson and two weeks later on 2 November 1867 he published a bitter reply: "Carbolic acid and its compounds in surgery" in ,The Lancet under his own name.[346] Simpson reiterated his previous claims about Lemaire's and others' prior use of the acid, mentioning James Spence, who had used the acid to wash amputations, but had abandoned its use.[347] He cited a report by Sampson Gamgee who visited Paris and reported that surgeons were using a solution of 100:1 of water to acid, while Lister recommended 40:1.[345] Simpson exposed his true motives when he compared his preferred technique of acupressure to Lister's use of ligatures. He used the work of William Pirrie, professor of surgery at Aberdeen University, who had used acupressure to stop pus formation during breast cancer operations, to illustrate his point, that there had been no deaths from pyaemia at the hospital, compared to the many deathd in Glasgow and Edinburgh.[345] Simpson was acutely embarrassed when Pirrie replied a week later in The Lancet in a small article titled "On the Use of Carbolic Acid in Burns",[348] recommending its use for burn injuries and believing it proved effective in other treatments. Lister replied with a short note on 9 November[349] to ask the reader to: "to judge for themselves how far the present attack admits of justification, promising to publish additional articles on his antiseptic technique".[345]

First response to antiseptic surgery
Wakley, the Lancet editor who invited responses to Lister's papers
Young became Lister's nemesis, to promote his accupressure technique
Pirrie described using the acid for burn treatment
Sampson Gamgee documented the early use of carbolic acid in Paris

First experimentalist

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The first experimentalist surgeon to question the validity of the airborne microorganisms hypothesis was Edinburgh surgeon and professor of medicine John Hughes Bennett.[350] In a January 1868 lecture for the Edinburgh Medical Journal, Bennett advanced The Atmospheric Germ Theory,[351] agreeing with the theories of Félix Archimède Pouchet, professor of natural history at the University of Rouen, who believed in spontaneous generation of life.[351] Bennet described his own theory of molecular degeneration to explain how microorganisms transformed old tissue into new tissue by the action of molecules.[350] Bennett taught that molecules rather than cells were the foundational building blocks of tissue and that microorganisms could be spontaneously created from different combinations of molecules. In his view, each molecule had a specific function, i.e. certain molecules were destructive to tissue, while others constructed tissue.[350]

Bennett believed that diseases developed from the physical properties of the air, such as its density or changes in temperature.[350] Bennett believed that the germs that Pasteur captured couldn't be identified as organic organisms.[352] The components of this dust were also found in minerals and they were either lint, debris from clothing, vegetable matter or pieces of seeds.[352] Bennett particularly disagreed about temperature. Pasteur stated that germs died when heated to 30 degrees above boiling, and also from extreme cold. In the lecture, he referred to Pouchet's experiments duplicating Pasteur's, and refuted Pasteur's conclusions.[352] Bennet didn't realise that Pasteur had proved his theory by both isolating the germs and stopping them from reappearing. In his experiments, Bennett reported that he "proved" that germs generate spontaneously, so therefore one could never create a germ-free environment.[353]

The experimentalists
Bennet believed in the spontaneous generation of life
Pouchet believed in the spontaneous generation of life

It was likely that Hughes Bennett never adequately sterilized his experimental apparatus correctly.[353] On 8 November 1868, Lister gave a lecture on germ theory, where he elaborated on the origin of germs, as a rebuttal of Bennett's theory.[354]

In 1869, at the meetings of the British Association at Leeds, Lister's ideas were mocked; and again, in 1873, the medical journal The Lancet warned the entire medical profession against his progressive ideas.[355] However, Lister did have some supporters, including Marcus Beck, a consultant surgeon at University College Hospital, who not only practised Lister's antiseptic technique, but included it in the next edition of one of the main surgical textbooks of the time.[31][356]

Lister's use of carbolic acid proved problematic, and he eventually repudiated it for superior methods. The spray irritated eyes and respiratory tracts, and the soaked bandages were suspected of damaging tissue, so his teachings and methods were not always adopted in their entirety.[357] Because his ideas were based on germ theory, still in its infancy, their adoption was slow.[358] General criticism of his methods was exacerbated by the fact that he found it hard to express himself adequately in writing, so his methods seemed complicated, unorganised, and impractical.[359]

Lister left Glasgow University in October 1869[360] and was succeeded by George Husband Baird MacLeod.[361] Lister returned to Edinburgh as successor to Syme as professor of surgery at the University of Edinburgh and continued to develop improved methods of antisepsis and asepsis. Amongst those he worked with there, was the senior apothecary and later MD, Alexander Gunn.[362]

Edinburgh 1869–1877

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Micro-pipette used by Lister that dispensed a bacterial solution diluted to contain an average of "rather less than one bacterium" per drop

In Edinburgh, his primary objectives were to perfect the design of his dressings, improve the reliability of antiseptics and apply his technique to an ever wider class of operations. He selected cases of the repair of bone deformities and rewiring of fractures where the union had malformed while healing.[363]

In 1870, Lister published "On the Effects of the Antiseptic System of Treatment upon the Salubrity of a Surgical Hospital".

Lister's meticulous nature became ever more apparent in his casebooks for wards 4 and 5 at the infirmary.[364]

On 14 January 1871, Lister published his first details of Gauze and Spray in the British Medical Journal.[365]

Edinburgh Royal Infirmary
North facade of the Edinburgh Royal Infimary

In 1872 he was elected a member of the Aesculapian Club.[366]

Sprays

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Lister's carbolic steam spray apparatus, Hunterian Museum, Glasgow

Therefore, Lister tested the results of spraying instruments, surgical incisions, and dressings with a solution of carbolic acid. Lister found that the solution swabbed on wounds remarkably reduced the incidence of gangrene.[332]

London 1877–1900

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Lister spraying phenol over patient, 1882

On 10 February 1877, Scottish surgeon, Sir William Fergusson Chair of Systematic Surgery at King's College Hospital, died.[367] On 18 February, in reply to a tentative approach from a representative of Kings College, Lister stated that he would be willing to accept the chair[368] on the proviso that he could radically reform the teaching there.[368] There was no doubt that Lister's mission was both evangelical and apostolic and this was his true purpose in moving to London.[369]

British surgeon John Wood was originally next in line and was elected to the chair.[370] Wood was hostile to Lister obtaining the chair.[370] On 8 March 1877, in a private letter to an associate, Lister contrasted their differing teaching methods and stated in no uncertain terms his opinion of Fergusson, "The mere fact of Fergusson having held the clinical chair is surely a matter of no great moment".[371] In a comment to another colleague, Lister stated that his goal in taking the appointment was "the thorough working of the antiseptic system with a view to its diffusion in the Metropolis".[371] At a memorial held by his students to persuade him to remain, Lister criticised London teaching. His impromptu speech was heard by a reporter, which ensured that it was published in the London and Edinburgh newspapers.[372] This jeopardised Lister's position, as word reached the governing council at King's College, who awarded the chair to John Wood a few weeks later.[373]

However, negotiations were renewed in May and he was finally elected on 18 June 1877 to a newly created Chair of Clinical Surgery.[30] The second Clinical Surgery Chair was created specifically for Lister because the hospital feared the negative publicity that would have resulted had Lister not been elected.[374]

Moving to Regents Park

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On 11 September 1877, Joseph and Aggie moved to London[375] and found a house at 12 Park Crescent in Regent's Park.[376] Lister began teaching on the first day of October.[375] The hospital made attendance at Lister's lectures mandatory for all students.[375] Attendance was small, compared to the four hundred students who regularly attended his classes in Edinburgh.[375] Lister's conditions of employment were met, but he was only provided with 24 beds, instead of the 60 beds that he was used to in Edinburgh.[377] Lister stipulated that he should be able to bring from Edinburgh four people who would constitute the core of his new staff at the hospital.[378] These were Watson Cheyne who became his assistant surgeon, John Stewart, an anatomical artist and senior assistant, and W. H. Dobie and James Altham Lister's dressers (surgical assistants who dressed wounds).[378] There was considerable friction at Lister's first lecture, both from students who heckled him[377] and staff. Even the nurses were hostile.[378] This was clearly illustrated in October 1877[379] when a patient, Lizzie Thomas, who travelled from the Edinburgh Royal Infirmary to be treated for a Psoas abscess, was not admitted due to not having the correct paperwork.[380] Lister could hardly believe that such a lack of sympathy from imperious nurses could exist.[381] More so, such a state of mind was a real danger to his patients, because his system depended on loyal staff to carry out the preparations for antiseptic surgery.[381]

Introductory address

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On 1 October 1877, Lister held the customary introductory address. His inaugural lecture in London, with the subject, "The nature of fermentation".[382] Lister described the fermentation of milk and explained how putrefaction was caused by fermentation of blood[383] and, in the process, tried to prove that all fermentation was due to microorganisms. For his demonstration, he used a series of test tubes containing milk that were loosely covered with glass caps.[369] Although air had entered the test tubes and the milk had not decomposed demonstrated that air was responsible for fermentation.[369] The experiment had two conclusions, first that unboiled milk had no tendency to ferment and secondly that an organism that Lister had isolated,[384] Bacterium lactis was the cause of lactic acid fermentation.[369]

The address was badly received.[377] In defence, John Stewart described it as: "a brilliant and most hopeful beginning of what we regarded as a campaign in the enemy's country... There seemed to be a colossal apathy, an inconceivable indifference to the light which, to our minds, shone so brightly, a monstrous inertia to the force of new ideas."[385]

Medical items at Lister's inaugural lecture
Test tubes containing milk. Lister was confident in saying that milk from the cow was not inherently fermentative

Wiring of fractured patellas

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In October 1877, Lister performed an operation on a patient, Francis Smith, that was not considered life-threatening.[386][387] The open operation on a fractured patella, in front of 200 students, involved wiring the two fragments together[387] and was likely the first time a healthy knee-joint was ever opened.[388]

In 1881 Lister was elected President of the Clinical Society of London.[389]

In October 1883, St Clair Thomson gathered together Lister's first seven patients who had had knee surgeries for examination at the Medical Society of London meeting.[388]

He[clarification needed] also developed a method of repairing kneecaps with metal wire and improved the technique of mastectomy. He also became known for being the first surgeon to use catgut ligatures, sutures and rubber drains, and developed an aortic tourniquet.[390][8] He introduced a diluted spray of carbolic acid combined with its surgical use. However he abandoned carbolic acid sprays in the late 1890s after he saw that they provided no beneficial change in the outcomes of the surgeries. The only reported reactions were minor symptoms that did not affect the surgical outcome as a whole, like coughing, irritation of the eye, and minor tissue damage among his patients who were exposed to the carbolic acid sprays during the surgery.[391]

Reception abroad (1870–1876)

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In 1869, Mathias Saxtorph from the University of Copenhagen visited Lister in Glasgow to adopt his methods.[392] In July 1870, Saxtorph recognised Lister's technique as being effective in a letter to Lister where he stated:

The Frederick Hospital, to which I am head surgeon is a very old building and I have 150 patients in the surgical wards. Foremerly, there used to be every year several cases of death from pyaemia, sometime, arising from the most trivial injuries. Now, I have had the satisfaction that not a single case of pyaemia has occurred since I came home last year, which result is certainly owing to the introduction of your antiseptic treatment.[393]

Germany

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The first use of Lister's method in Germany was by Karl Thiersch in Leipzig in 1867.[394] Thiersch practised Lister's approach since its introduction and never published his results, but did teach it to his students.[394] His house surgeon Hermann Georg Joseph tested it on 16 patients with abscesses, with favourable results.[392] Joseph wrote a thesis on his results, proving the value of the Lister method, and presented in Leipzig the following year.[395] In January 1870, Heinrich Adolf von Bardeleben presented a paper to the Berlin Medical Society that described the results but provided no statistical evaluation of them.[395]

The adoption of Listerism on the European continent halted during the Franco-Prussian War, but it became the greatest opportunity to advance Lister's ideas.[392] At the start of the war, Lister had written a pamphlet known as "A Method of Antiseptic Treatment Applicable To Wounded Soldiers in the Present War" that described a simplified technique of antiseptic that could be used on the battlefield and military hospital.[396] The pamphlet was immediately translated into German, but never made a material difference.[395]

By far the most important advocate for Lister's antiseptic system in Germany was surgeon and osteotomy specialist[397] Richard von Volkmann, who taught at the University of Halle.[398][399] In August 1870, he became surgeon-general during the Franco-Prussian War and was responsible for 12 army hospitals and 1442 beds.[399] When he returned to his own hospital in the winter of 1871, he found large numbers of patients with infectious diseases throughout the ward.[399] He wrote of the experience:

The mortality after large amputations and complicated fractures grew year by year. In the summer of 1871, during my absence on the battlefield, the clinic was crowded by a large amount of injured. For eight months, in the winter of 1871 to 1872, the numbers of blood poisoning and rose disease victims were so great, that I considered applying for a temporary closure of the facility. Without a morgue, the dead stayed in the cellar beneath the wards

In 1872, Volkmann sent his assistant Max Schede to visit Lister at his clinic, to learn his new techniques.[399] Once Schede returned in the autumn of 1872, Volkmann began to use Lister's new techniques.[399] On 16 February 1873, in a letter to Theodor Billroth, Volkmann wrote:

since autumn of last year (1872), I have been experimenting with Lister's method... Already, the first trials in the old 'contaminated' house, show wounds healing, uneventful, without fever and pus.[399]

In April 1874, Volkmann presented a lecture titled: "About antiseptic occlusive bandages and their influence on the healing process of wounds" where he detailed the influence of Lister.[399] The lecture became famous in Germany, to such an extent that Lister's antiseptics were established in Germany, faster than in any other developed country. At the German Congress of Surgery, the members were so enthused with the results of Lister's work, that they invited him to visit Germany and see first-hand the results of his work.[400] Lister decided to accept the invitation to a continental tour.[401]

In the spring of 1875, Lister along with Agnes, his sister-in-law and two nieces left Edinburgh.[401] The group spent several weeks in a tour that began in Cannes in France, visited several cities in Italy and finished with a four-day visit to Venice.[401] The first place in Germany that Lister visited was the "Allgemeines Krankenhaus" (general hospital) in Munich, which was run by Nussbaum.[402] A celebratory dinner was held in Munich for Lister, with seventy guests.[400] Lister received his most glorious reception in Leipzig, where Karl Thiersch held a banquet for three to four hundred guests.[400] Lister then visited Volkmann in Halle before visiting Berlin, where the group was entertained by Heinrich Adolf von Bardeleben, who worked at the Charité hospital and was one of the earliest adopters of antiseptics.[395]

Later life

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Joseph Lister acclaims Louis Pasteur at Pasteur's Jubilee, Paris, 1892. Photograph after a painting by Jean-André Rixens
 
Portrait of Lister by Harry Herman Salomon from a photograph. Commissioned by Henry Welcome

In December 1892, Lister attended a celebration of the 70th birthday of Pasteur at the Sorbonne in Paris,[403] The theatre, designed to hold 2500 people, was crowded and included the university governing staff, ministers of state, ambassadors, the President of France Sadi Carnot and representatives from the Institut de France.[404] Lister, invited to give the address, received a great ovation when he stood up. He spoke of the debt that he and surgery owed to Pasteur.[404] In a scene captured later by Jean-André Rixens, Pasteur strode forward and kissed Lister on both cheeks.[404] In January 1896, Lister was present when Pasteur's body was laid in his tomb at the Pasteur Institute.[404]

In 1893, four days into a spring holiday in Rapallo, Agnes Lister died from acute pneumonia.[405] While still responsible for the wards at Kings College Hospital, Lister's private practice ceased along with an appetite for experimental work. He severely curtailed social gatherings, studying and writing lost appeal for him, and he sank into religious melancholy.[406] On 31 July 1895, Lister retired from Kings College Hospital.[407] Lister was presented with a portrait painted by Scottish artist John Henry Lorimer, in a small presentation, held in recognition of the affection and esteem that felt by his colleagues.[407]

Despite suffering a stroke, he still came into the public light from time to time. He had for several years been a Surgeon Extraordinary to Queen Victoria, and from March 1900 was appointed the Serjeant Surgeon to the Queen,[408] thus becoming the senior surgeon in the Medical Household of the Royal Household of the sovereign. After her death the following year, he was re-appointed as such to her successor, King Edward VII.[409]

On 24 June 1902, with a 10-day history of appendicitis with a distinct mass on the right lower quadrant, Edward was operated on by Sir Frederick Treves two days before his scheduled coronation.[410] Like all internal surgery at the time, the appendectomy needed by the King still posed an extremely high risk of death by post-operational infection, and surgeons did not dare operate without consulting Britain's leading surgical authority.[411] Lister obligingly advised them in the latest antiseptic surgical methods (which they followed to the letter), and the King survived, later telling Lister, "I know that if it had not been for you and your work, I wouldn't be sitting here today."[412]

In 1903, Lister left London to live in the coastal village of Walmer at Park House.[35]

Death

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Lord Lister died on 10 February 1912 at his country home at the age of 84.[413] The first part of Lister's funeral was a large public service held at Westminster Abbey, which took place at 1.30 pm on 16 February 1912.[414] His body was moved from his house and taken to the Chapel of St. Faith and a wreath of orchids and lilies was placed by the German ambassador Count Paul Wolff Metternich on behalf of the German Emperor Wilhelm II.[414] Before the start of the service, Frederick Bridge played the music of Henry Purcell, the funeral march by Chopin and Beethoven's Tres Aequili.[414] The body was then placed on a high catafalque, where his Order of Merit, Prussian Pour le Mérite and Grand Cross of the Order of the Dannebrog were placed.[414] It was then borne by several pallbearers including John William Strutt, Archibald Primrose, Rupert Guinness, Archibald Geikie, Donald MacAlister, Watson Cheyne, Godlee and Francis Mitchell Caird[414] where the catafalque was conveyed to Hampstead Cemetery in London,[413] reaching it at 4pm.[414] Lister's body was then buried in a plot in the south-east corner of the central chapel, attended by a small group of his family and friends. Many tributes from learned societies all over the world were published in The Times on that day.[414] A memorial service was held in St Giles' Cathedral in Edinburgh on the same day.[414] Glasgow University held a memorial service in Bute Hall on 15 February 1912.[414]

A marble medallion of Lister was placed in the north transept of Westminster Abbey, which sits alongside four other noted men of science, Darwin, Stokes, Adams, and Watt.[413]

Lister's funeral and medallion
Joseph Lister, Baron Lister's funeral procession leaving Westminster Abbey
Memorial plaque in marble to Lister by Thomas Brock in 1915

Lister Memorial Fund

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Following his death, the Lord Lister Memorial Fund was established by the Royal Society as a public subscription to raise monies for the public good in honour of Lord Lister.[415] It led to the founding of the Lister Medal, considered the most prestigious prize that can be awarded to a surgeon.

Awards and honours

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On 26 December 1883, Queen Victoria created Lister a baronet, of Park Crescent in the parish of St Marylebone in the county of Middlesex.[416]

In 1885, he was awarded the Pour le Mérite, the highest Prussian order of merit.[417] The order was restricted to 30 living Germans and as many foreigners.[417]

On 8 February 1897, he was further honoured when Her Majesty raised him to the peerage as Baron Lister, of Lyme Regis in the county of Dorset.[418][419]

In the 1902 Coronation Honours list published on 26 June 1902 (the original day of King Edward VII's coronation),[420] Lord Lister was appointed a privy counsellor and one of the original members of the new Order of Merit (OM). He received the order from the King on 8 August 1902,[421][422] and was sworn a member of the Privy Council at Buckingham Palace on 11 August 1902.[423]

In December 1902, the King of Denmark bestowed upon Lister the Knight of the Grand Cross of the Order of the Dannebrog,[424] an Order of chivalry that gave him more pleasure than any of his later honours.[424]

Lister's coat of arms and order of chivalry and orders of merit
Arms of Lord Lister: Ermine, on a fess invected sable three mullets of six points argent in chief a Staff of Aesculapius erect proper with canton of a baronet, Red Hand of Ulster
Pour le mérite, awarded in 1885
Order of merit, awarded in 1902
Grand Cross, Order of the Dannebrog, awarded in 1902

Medals

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Throughout his life, Lister was awarded a number of medals for his achievements.

In May 1890, Lister was awarded the Cameron Prize for Therapeutics of the University of Edinburgh,[417] that included the delivery of a short oration or lecture, that was held at the Synod Hall in Edinburgh.[425]

Academic societies

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Lister was a member of the Royal College of Surgeons of England between 1880 and 1888.

In 1877, Lister was awarded the Cothenius Medal of the German Society of Naturalists.[426] In 1886, he was elected vice president of the college, but declined the nomination for office of president, as he wished to devote his remaining time to further research.[427] In 1887, Lister presented the Bradshaw lecture with a lecture titled "On the Present Position of Antiseptic Treatment in Surgery".[30] In 1897, Lister was awarded the College Gold Medal, their highest honour.[30]

Lister was elected to the Royal Society in 1860.[30] He served as a trustee on the Royal Society council between 1881 and 1883.[30] Ten years later, in November 1893 Lister was elected for two years, to the position of foreign secretary of the society, succeeding the Scottish geologist Sir Archibald Geikie.[428] In 1895, he was elected president of the Royal Society[429] succeeding Lord Kelvin. He held the position until 1900.[30]

In March 1893, Lister received a telegram from Pasteur, Félix Guyon and Charles Bouchard that informed him he had been elected an associate of the Academie des Sciences.[430]

Lister was elected an International Honorary Member of the American Academy of Arts and Sciences in 1893, an International Member of the American Philosophical Society in 1897, and an International Member of the United States National Academy of Sciences.[431][432][433]

Monuments and legacy

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In 1903, the British Institute of Preventive Medicine was renamed Lister Institute of Preventive Medicine in honour of Lister.[434] The building, along with another adjacent building, forms what is now the Lister Hospital in Chelsea, which opened in 1985. The building at Glasgow Royal Infirmary which houses the cytopathology, microbiology, and pathology departments was named in Lister's honour to recognise his work at the hospital.[435] The Lister Hospital in Stevenage, Hertfordshire is named after him.[7]

Lister's name is one of 23 people featured on the frieze of the London School of Hygiene & Tropical Medicine[436] – although the committee which chose the names to include on the frieze did not provide documentation about why certain names were chosen and others were not.[437]

Only two British surgeons have public monuments in London, Lister and John Hunter. The statue of Lister, created by Thomas Brock in bronze in 1924, stands at the north end of Portland Place.[438] A bronze statue of Lister, mounted on a granite base in Glasgow's Kelvingrove Park, was sculpted by George Henry Paulin in 1924. It sits next to a statue of Lord Kelvin.[439]

The Discovery Expedition of 1901–1904 named the highest point in the Royal Society Range, Antarctica, Mount Lister.[440]

 
Listerine Antiseptic Bottle.[441]

In 1879 Joseph Lawrence, the American inventor of Listerine antiseptic, developed as a surgical antiseptic but nowadays best known as a mouthwash, named it after Lister.[442]

Microorganisms named in his honour include the pathogenic Listeria bacterial genus named by J. H. H. Pirie, typified by the food-borne pathogen Listeria monocytogenes, and Listerella slime mould genus first described by Eduard Adolf Wilhelm Jahn in 1906.[443]

The Academy Award-winning 1936 film The Story of Louis Pasteur, by Halliwell Hobbes depicts Lister as one of the beleaguered microbiologist's most noted supporters in the otherwise largely hostile medical community, and the key speaker at a ceremony in his honour.

Two postage stamps were issued in September 1965 to honour Lister on the centenary of his antiseptic surgery at the Glasgow Royal Infirmary of Greenlees, the first ever recorded instance of such treatment.[444]

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Bibliography

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Papers

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  • Lister BJ (1878). On the lactic fermentation and its bearings on pathology. London: J.E. Adlard. OCLC 30715167.

See also

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Notes

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  1. ^ Fermentation was the word Lister used for the putrefactive process of sepsis that we might now describe as wound infection[5]
  2. ^ An obsolete medical term that describes a morbid material substance that acts as the immediate cause of a disease
  3. ^ The webbed feet of the hind leg of a chloroformed frog.
  4. ^ Known as vascular tone, that is defined as the degree of constriction experienced by a blood vessel relative to its maximally dilated state [172]
  5. ^ Defined as traumatic injury, sudden physical injury caused by an external force, which does not rise to the level of major trauma
  6. ^ The Latin name for Blood plasma
  7. ^ The article as it appears in the Collected Papers is reprinted from the third edition published in 1883
  8. ^ Likely from Anderson[297]
  9. ^ Listers letter to his father of 11th June 1866 is printed in full in Cameron 1949.[312]
  10. ^ As silk is hydrophobic, the watery solution of carbolic acid wouldn't easily penetrate the material, as any water-based solution would bead when it met the silk. Using the fine Dextrin and starch mixture painted onto the silk allowed the acid to be absorbed into the powder and permeate the material.[314]
  11. ^ Emphasis is present in the original
  12. ^ Contrary to Lister's appraisal, there was excited interest in Lemaire's work in France.[342]

References

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Citations

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Bibliography

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Articles (journals and proceedings)

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Joseph Lister
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Louis Pasteur
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Books and monographs

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Joseph Lister
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Two quarto volumes of Lister's collected papers, that were prepared by Sir Hector Charles Cameron, Sir W. Watson Cheyne, Rickman J. Godlee, C. J. Martin and Dawson Williams:

Chapters and contributions

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  • Lister J (1862). "Amputation". In Holmes T (ed.). System of Surgery. Vol. third. London: Parker, Son and Bourn, West Strand. OCLC 697607903. In four volumes. Operative surgery; diseases of the organs of Special sense, respiration, circulation, locomotion and innervation

Dictionaries and encyclopedias

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Lectures and addresses

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Letters

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Medical registers

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Newspapers

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Theses

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Websites

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Academic offices
Preceded by Regius Professor of Surgery in Glasgow
1860–1869
Succeeded by
Preceded by Regius Professor of Surgery in Edinburgh
1869–1877
Succeeded by
New title Professor of Clinical Surgery, King's College
1877–1893
Succeeded by
Professional and academic associations
Preceded by 37th President of the Royal Society
1895–1900
Succeeded by