Open main menu

Association of American Universities

The Association of American Universities (AAU) is a binational organization of leading research universities devoted to maintaining a strong system of academic research and education. It consists of 60 universities in the United States (both public and private) and two universities in Canada.

Association of American Universities
Association of American Universities logo.svg
FormationFebruary 28, 1900; 119 years ago (1900-02-28)[1]
Founded atChicago, Illinois, US
Type501(c)(3) nonprofit organization[2]
Headquarters1200 New York Avenue NW, Washington, D.C., U.S.
    • United States
    • Canada
Coordinates38°54′02″N 77°01′43″W / 38.900490°N 77.028556°W / 38.900490; -77.028556Coordinates: 38°54′02″N 77°01′43″W / 38.900490°N 77.028556°W / 38.900490; -77.028556
Mary Sue Coleman
Nicholas Zeppos Edit this at Wikidata



The AAU was founded on February 28, 1900, by a group of 14 Doctor of Philosophy degree–granting universities[a] in the United States to strengthen and standardize American doctoral programs.[1] American universities—starting with the Johns Hopkins University in 1876—were adopting the research-intensive German model of higher education. Lack of standardization damaged European universities' opinions of their American counterparts, however, and many American students attended graduate school in Europe instead of staying in the US. The presidents of the Johns Hopkins University, the University of Chicago, Columbia University, Harvard University, and the University of California had sent a letter of invitation to nine other universities to meet at Chicago in February 1900 to promote and raise standards.[3] Charles E. Elliot of Harvard University was elected the organization's first president,[1] and Stanford University's David Starr Jordan was elected the organization's first chairman.[4]

In 1914, the AAU began accrediting undergraduate education at its members and other schools. German universities used the "AAU Accepted List" to determine whether a college's graduates were qualified for graduate programs. Regional accreditation agencies existed in the U.S. by the 1920s, and the AAU ended accrediting schools in 1948.[5]

The AAU is made up of universities of varying sizes and missions. Today, 62 universities in the US and Canada are members and the primary purpose of the organization is to provide a forum for the development and implementation of institutional and national policies, in order to promote strong programs in academic research and scholarship and undergraduate, graduate, and professional education.

Founding UniversitiesEdit


The largest attraction of the AAU for many schools, especially nonmembers, is prestige. For example, in 2010 the chancellor of nonmember North Carolina State University described it as "the pre-eminent research-intensive membership group. To be a part of that organization is something N.C. State aspires to."[6] A spokesman for nonmember University of Connecticut called it "perhaps the most elite organization in higher education. You'd probably be hard-pressed to find a major research university that didn't want to be a member of the AAU."[7] In 2012, the new elected chancellor of University of Massachusetts Amherst, a nonmember of AAU, reaffirmed the framework goal of elevating the campus to AAU standards which inspire them to become a member in the near future, and called it a distinctive status.[8] Because of the lengthy and difficult entrance process, boards of trustees, state legislators, and donors often see membership as evidence of the quality of a university.[6]

The AAU acts as a lobbyist at its headquarters in the city of Washington, DC, for research and higher education funding and for policy and regulatory issues affecting research universities. The association holds two meetings annually, both in Washington. Separate meetings are held for university presidents, provosts, and other officials. Because the meetings are private they offer the opportunity for discussion without media coverage. Prominent government officials, businessmen, and others often speak to the groups.[6]


Executive Term
Thomas A. Bartlett 1977–1982
Robert M. Rosenzweig 1983–1993
Cornelius J. Pings 1993–1998
Nils Hasselmo 1998–2006
Robert M. Berdahl 2006–2011
Hunter R. Rawlings III 2011–2016
Mary Sue Coleman 2016–present


As of 2004, AAU members accounted for 58 percent[b] of US universities' research grants and contract income and 52 percent of all doctorates awarded in the United States. Since 1999, 43 percent of all Nobel Prize winners and 74 percent of winners at US institutions have been affiliated with an AAU university. Approximately two thirds of the American Academy of Arts and Sciences 2006 Class of Fellows are affiliated with an AAU university. The faculties at AAU universities include 2,993 members of the United States National Academies (82 percent of all members): the National Academy of Sciences, the National Academy of Engineering, and the Institute of Medicine (2004).[9]

  • Undergraduate students: 1,044,759; 7 percent nationally
  • Undergraduate degrees awarded: 235,328; 17 percent nationally
  • Graduate students: 418,066; 20 percent nationally
  • Master's degrees awarded: 106,971; 19 percent nationally
  • Professional degrees awarded: 20,859; 25 percent nationally
  • Doctorates awarded: 22,747; 52 percent nationally
  • Postdoctoral fellows: 30,430; 67 percent nationally
  • Students studying abroad: 57,205
  • National Merit/Achievement Scholars (2004): 5,434; 63 percent nationally
  • Faculty: approximately 72,000


AAU membership is by invitation only, which requires an affirmative vote of three fourths of current members. Invitations are considered periodically, based in part on an assessment of the breadth and quality of university programs of research and graduate education, as well as undergraduate education. The association ranks its members using four criteria: research spending, the percentage of faculty who are members of the National Academies, faculty awards, and citations. Two thirds of members can vote to revoke membership for poor rankings.[10][11] As of 2010 annual dues are $80,500.[6] All 60 US members of the AAU are also classified as Highest Research Activity (R1) Universities by the Carnegie Classification of Institutions of Higher Education.

Institution[12] State or Province Control Established Year joined Total students U.S. News Ranking (2019)[13] Medical school[14][15]
(LCME accredited)
Engineering program[16]
(ABET accredited)
Boston University Massachusetts Private 1839 2012 30,009 42  Y  Y
Brandeis University Massachusetts Private 1948 1985 5,808 35  N  N
Brown University Rhode Island Private 1764 1933 8,619 14  Y  Y
California Institute of Technology California Private 1891 1934 2,231 12  N  Y
Carnegie Mellon University Pennsylvania Private 1900 1982 12,908 25  N  Y
Case Western Reserve University Ohio Private 1826 1969 11,824 42  Y  Y
Columbia University New York Private 1754 1900 29,250 3  Y  Y
Cornell University New York Private 1865 1900 21,904 16  Y  Y
Duke University North Carolina Private 1838 1938 14,600 8  Y  Y
Emory University Georgia Private 1836 1995 14,513 21  Y  N[c]
Georgia Institute of Technology Georgia Public 1885 2010 29,370 35  N  Y
Harvard University Massachusetts Private 1636 1900 21,000 2  Y  Y
Indiana University Bloomington Indiana Public 1820 1909 42,731 89  N  N
Iowa State University Iowa Public 1858 1958 36,001 119  N  Y
Johns Hopkins University Maryland Private 1876 1900 23,073 10  Y  Y
Massachusetts Institute of Technology Massachusetts Private 1861 1934 11,319 3  N  Y
McGill University Quebec Public 1821 1926 36,904 N/A  Y  Y
Michigan State University Michigan Public 1855 1964 49,300 85  Y  Y
New York University New York Private 1831 1950 53,711 30  Y  Y
Northwestern University Illinois Private 1851 1917 21,208 10  Y  Y
Ohio State University Ohio Public 1870 1916 57,466 56  Y  Y
Pennsylvania State University Pennsylvania Public 1855 1958 45,518 59  Y  Y
Princeton University New Jersey Private 1746 1900 8,010 1  N  Y
Purdue University Indiana Public 1869 1958 39,256 56  N  Y
Rice University Texas Private 1912 1985 6,487 16  N  Y
Rutgers University–New Brunswick New Jersey Public 1766 1989 41,565 56  Y  Y
Stanford University California Private 1891 1900 15,877 7  Y  Y
Stony Brook University New York Public 1957 2001 25,272 80  Y  Y
Texas A&M University Texas Public 1876 2001 62,185 66  Y  Y
Tulane University Louisiana Private 1834 1958 13,462 44  Y  Y
The University of Arizona Arizona Public 1885 1985 40,223 106  Y  Y
University at Buffalo New York Public 1846 1989 30,183 89  Y  Y
University of California, Berkeley California Public 1868 1900 36,204 22  N  Y
University of California, Davis California Public 1905 1996 34,175 38  Y  Y
University of California, Irvine California Public 1965 1996 29,588 33  Y  Y
University of California, Los Angeles California Public 1919 1974 42,163 19  Y  Y
University of California, San Diego California Public 1960 1982 30,310 41  Y  Y
University of California, Santa Barbara California Public 1944 1995 25,057 30  N  Y
The University of Chicago Illinois Private 1890 1900 14,954 3  Y  Y
University of Colorado Boulder Colorado Public 1876 1966 32,775 96  N  Y
University of Florida Florida Public 1853 1985 49,042 35  Y  Y
University of Illinois at Urbana–Champaign Illinois Public 1867 1908 44,520 46  Y  Y
The University of Iowa Iowa Public 1847 1909 31,065 89  Y  Y
The University of Kansas Kansas Public 1865 1909 27,983 129  Y  Y
University of Maryland, College Park Maryland Public 1856 1969 37,631 63  Y  Y
University of Michigan Michigan Public 1817 1900 43,426 27  Y  Y
University of Minnesota Minnesota Public 1851 1908 51,853 76  Y  Y
University of Missouri Missouri Public 1839 1908 35,441 129  Y  Y
University of North Carolina at Chapel Hill North Carolina Public 1789 1922 29,390 30  Y  Y[d]
University of Oregon Oregon Public 1876 1969 22,980 102  N  N
University of Pennsylvania Pennsylvania Private 1740 1900 24,630 8  Y  Y
University of Pittsburgh Pennsylvania Public 1787 1974 28,649 70  Y  Y
University of Rochester New York Private 1850 1941 10,290 33  Y  Y
University of Southern California California Private 1880 1969 39,958 22  Y  Y
University of Texas at Austin Texas Public 1883 1929 51,000 49  Y  Y
University of Toronto Ontario Public 1827 1926 84,000 N/A  Y  Y
University of Virginia Virginia Public 1819 1904 24,360 25  Y  Y
University of Washington Washington Public 1861 1950 43,762 59  Y  Y
University of Wisconsin–Madison Wisconsin Public 1848 1900 43,275 49  Y  Y
Vanderbilt University Tennessee Private 1873 1950 12,795 14  Y  Y
Washington University in St. Louis Missouri Private 1853 1923 14,117 19  Y  Y
Yale University Connecticut Private 1701 1900 12,223 3  Y  Y

Former membersEdit

Departed as a result of "institutional emphases and energies" that differed from the other AAU members.[19]
Departed because of a shift in the AAU's emphasis to large research universities.[20]
Removed from the AAU.[11] Chancellor Harvey Perlman claimed that the lack of an on-campus medical school (the Medical Center is a separate campus of the University of Nebraska system) and the AAU's disregarding of USDA-funded agricultural research in its metrics hurt the university's performance in the association's internal ranking system.[10]
Because of a dispute over how to count nonfederal grants, Syracuse voluntarily withdrew from the AAU in 2011. The Chronicle of Higher Education reported that after "it became clear that Syracuse wouldn't meet the association's revised membership criteria, university officials decided that they would leave the organization voluntarily, rather than face a vote like Nebraska's, and notified the leadership of their intentions."[21]

Map of schoolsEdit

UC Berkeley
Penn State
Michigan State
Ohio State
Iowa State
Ga. Tech
UC Davis
UC Irvine
UC San Diego
UC Santa Barbara
Johns Hopkins
Four schools*
Wash U.
Stony Brook
Case Western
Carnegie Mellon
A map of the AAU schools, with private schools marked blue and public schools marked red. Four private schools in Greater Boston are not labeled separately due to space reasons: Harvard, MIT, Boston University, and Brandeis.



In 2014, the AAU supported the proposed Research and Development Efficiency Act arguing that the legislation "can lead to a long-needed reduction in the regulatory burden currently imposed on universities and their faculty members who conduct research on behalf of the federal government."[22] According to the AAU, "too often federal requirements" for accounting for federal grant money "are ill-conceived, ineffective, and/or duplicative."[22] This wastes the researchers' times and "reduces the time they can devote to discovery and innovation and increases institutional compliance costs."[22] AAU institutions are frequently involved in US science policy debates. In 2008, AAU Vice President for Policy, Tobin Smith, co-authored a textbook on US science policy.

See alsoEdit


  1. ^ The Association of American Universities was founded by University of California, Catholic University of America. University of Chicago, Clark University, Columbia University, Cornell University, Harvard University, Johns Hopkins University, University of Michigan, Princeton University, University of Pennsylvania, Stanford University, University of Wisconsin, and Yale University, all of which were its first members.[1]
  2. ^ Over $15.9 billion: NIH: $9.1 billion, 60 percent of total academic research funding. Research Funding: National Science Foundation: $2.0 billion, 63 percent of total academic research funding Department of Defense: $1.2 billion, 56 percent of total academic research funding Department of Energy: $505.2 million, 63 percent of total academic research funding NASA: $673.2 million, 57 percent of total academic research funding Department of Agriculture: $271.9 million, 41 percent of total academic research funding.
  3. ^ Although Emory shares a joint engineering department with Georgia Tech, the program is accredited through Georgia Tech.[17]
  4. ^ UNC shares a joint engineering department with NCSU.[18]


  1. ^ a b c d "Colleges WIll Co-operate: Organization of the Association of American Universities". The Washington Post. March 1, 1900. p. 2.
  2. ^ a b "Association Of American Colleges And Universities". Tax Exempt Organization Search. Internal Revenue Service. December 20, 2018.
  3. ^ "The Letter of Invitation to the Founding Conference of AAU". Association of American Universities. January 1900.
  4. ^ "For Uniform Requirements: Universities Will Fix Standard For Higher Degrees". The Baltimore Sun';. March 1, 1900. p. 2.
  5. ^ "The Association of American Universities: A Century of Service to Higher Education 1900-2000". Association of American Universities. Retrieved February 25, 2018.
  6. ^ a b c d Fain, Paul (April 21, 2010). "As AAU Admits Georgia Tech to Its Exclusive Club, Other Universities Await the Call". Chronicle of Higher Education. Archived from the original on June 11, 2011. Retrieved April 29, 2011.
  7. ^ Hine, Chris (June 13, 2010). "Nebraska has it all to attract Big Ten, most importantly AAU membership". Chicago Tribune. Archived from the original on September 6, 2011. Retrieved April 29, 2011.
  8. ^ UMass Amherst: Kumble R. Subbaswamy – Feature Story Archived July 11, 2012, at the Wayback Machine. (May 13, 2012). Retrieved on 2013-07-15.
  9. ^ AAU Facts and Figures Archived September 12, 2008, at the Wayback Machine. Accessed August 24, 2008.
  10. ^ a b Abourezk, Kevin (April 29, 2011). "Research universities group ends UNL's membership". Lincoln Journal Star. Archived from the original on May 3, 2011. Retrieved April 29, 2011.
  11. ^ a b Selingo, Jeffrey J. (April 29, 2011). "U. of Nebraska-Lincoln Is Voted Out of Assn. of American Universities". Chronicle of Higher Education. Archived from the original on May 2, 2011. Retrieved April 29, 2011.
  12. ^ "Member Institutions and Years of Admission". Association of American Universities. Archived from the original on October 26, 2014. Retrieved October 25, 2014.
  13. ^ "2019 U.S. News National Universities Rankings".
  14. ^ "Accredited MD Programs in the United States". LCME. Liaison Committee on Medical Education. Retrieved May 18, 2018.
  15. ^ "AAU Peer Institutions". Data Analytics. August 10, 2016. Retrieved May 14, 2018.
  16. ^ "ABET ACCREDITED PROGRAM SEARCH". ABET. ABET. Retrieved May 17, 2018.
  17. ^ "Accreditation and Assessment". Coulter Department of Biomedical Engineering. Coulter Department of Biomedical Engineering Georgia Institute of Technology & Emory University School of Medicine. Retrieved May 17, 2018.
  18. ^ "Joint Department of Biomedical Engineering". Joint Department of Biomedical Engineering. Joint Department of Biomedical Engineering @ UNC & NC State. Retrieved May 17, 2018.
  19. ^ O'Connell, The Most Rev. David M. (2002). "From the President's Desk". The Catholic University of America. Archived from the original on June 1, 2013. Retrieved August 25, 2013.
  20. ^ Peter Schmidt, "Clark U. Leaves Association of American Universities; Others May Follow" (September 10, 1999). Chronicle of Higher Education.
  21. ^ Selingo, Jeffrey J. (May 2, 2011). "Facing an Ouster From an Elite Group of Universities, Syracuse U. Says It Will Withdraw". Chronicle of Higher Education. Archived from the original on May 4, 2011. Retrieved May 3, 2011.
  22. ^ a b c "AAU Statement on the Research and Development Efficiency Act". Association of American Universities. July 14, 2014. Archived from the original on July 25, 2014. Retrieved July 17, 2014.

External linksEdit