|English||form, material object|
|Glossary of Buddhism|
According to the Monier-Williams Dictionary (2006), rūpa is defined as:
In Hinduism, many compound words are made using rūpa to describe subtle and spiritual realities such as the svarupa, meaning the form of the self. It may be used to express matter or material phenomena, especially that linked to the power of vision in samkhya, In the Bhagavad Gita, the Vishvarupa form, an esoteric conception of the Absolute is described.
| Figure 1:
The Five Aggregates (pañca khandha)
according to the Pali Canon.
|Source: MN 109 (Thanissaro, 2001) | diagram details|
|Figure 2: The Pali Canon's Six Sextets:|
|Source: MN 148 (Thanissaro, 1998) diagram details|
- rūpa-khandha – "material forms," one of the five aggregates (khandha) by which all phenomena can be categorized (see Fig. 1).
- rūpa-āyatana – "visible objects," the external sense objects of the eye, one of the six external sense bases (āyatana) by which the world is known (see Fig. 2).
- nāma-rūpa – "name and form" or "mind and body," which in the causal chain of dependent origination (paticca-samuppāda) arises from consciousness and leads to the arising of the sense bases.
In addition, more generally, rūpa is used to describe a statue, in which it is sometimes called Buddharupa.
According to the Yogacara school, rūpa is not matter as in the metaphysical substance of materialism. Instead it means both materiality and sensibility—signifying, for example, a tactile object both insofar as that object is made of matter and that the object can be tactically sensed. In fact rūpa is more essentially defined by its amenability to being sensed than its being matter: just like everything else it is defined in terms of its function; what it does, not what it is. As matter, rūpa is traditionally analysed in two ways: as four primary elements (Pali, mahābhūta); and, as ten or twenty-four secondary or derived elements.
Four primary elementsEdit
Existing rūpa consists in the four primary or underived (no-upādā) elements:
In the Abhidhamma Pitaka and later Pali literature, rūpa is further analyzed in terms of ten or twenty-three or twenty-four types of secondary or derived (upādā) matter. In the list of ten types of secondary matter, the following are identified:
If twenty-four secondary types are enumerated, then the following fifteen are added to the first nine of the above ten:
- masculinity or virility
- life or vitality
- heart or heart-basis
- physical indications (movements that indicate intentions)
- vocal indications
- space element
- physical lightness or buoyancy
- physical yieldingness or plasticity
- physical handiness or wieldiness
- physical grouping or integration
- physical extension or maintenance
- physical aging or decay
- physical impermanence
The rupa jhānasEdit
In the sutras, jhāna is entered when one 'sits down cross-legged and establishes mindfulness'. According to Buddhist tradition, it may be supported by ānāpānasati, mindfulness of breathing, a core meditative practice which can be found in almost all schools of Buddhism. The Suttapiṭaka and the Agamas describe four stages of rūpa jhāna. Rūpa refers to the material realm, in a neutral stance, as different from the kāma-realm (lust, desire) and the arūpa-realm (non-material realm). While interpreted in the Theravada-tradition as describing a deepening concentration and one-pointedness, originally the jhānas seem to describe a development from investigating body and mind and abandoning unwholesome states, to perfected equanimity and watchfulness, an understanding which is retained in Zen and Dzogchen. The stock description of the jhānas, with traditional and alternative interpretations, is as follows:[note 1]
- First jhāna:
- Separated (vivicceva) from desire for sensual pleasures, separated (vivicca) from [other] unwholesome states (akusalehi dhammehi, unwholesome dhammas), a bhikkhu enters upon and abides in the first jhana, which is [mental] pīti ("rapture," "joy") and [bodily] sukha ("pleasure") "born of viveka (trad.: "seclusion"; altern. "discrimination" (of dhamma's)[note 2]), accompanied by vitarka-vicara (trad. initial and sustained attention to a meditative object; altern. initial inquiry and subsequent investigation of dhammas (defilements and wholesome thoughts[note 3]); also: "discursive thought"[note 4]).
- Second jhāna:
- Again, with the stilling of vitarka-vicara, a bhikkhu enters upon and abides in the second jhana, which is [mental] pīti and [bodily] sukha "born of samadhi" (samadhi-ji; trad. born of "concentration"; altern. "knowing but non-discursive [...] awareness," "bringing the buried latencies or samskaras into full view"[note 5]), and has sampasadana ("stillness," "inner tranquility"[note 6]) and ekaggata (unification of mind, awareness) without vitarka-vicara;
- Third jhāna:
- With the fading away of pīti, a bhikkhu abides in upekkhā (equanimity," "affective detachment"[note 7]), sato (mindful) and [with] sampajañña ("fully knowing," "discerning awareness"). [Still] experiencing sukha with the body, he enters upon and abides in the third jhana, on account of which the noble ones announce: 'abiding in [bodily] pleasure, one is equanimous and mindful'.
- Fourth jhāna:
- With the abandoning of [the desire for] sukha ("pleasure") and [aversion to] dukkha ("pain") and with the previous disappearance of [the inner movement between] somanassa ("gladness,") and domanassa ("discontent"), a bhikkhu enters upon and abides in the fourth jhana, which is adukkham asukham ("neither-painfull-nor-pleasurable," "freedom from pleasure and pain") and has upekkhāsatipārisuddhi (complete purity of equanimity and mindfulness).[note 8]
- Keren Arbel refers to Majjhima Nikaya 26, Ariyapariyesana Sutta, The Noble Search
* Majjhima Nikaya 111, Anuppada Sutta
* AN 05.028, Samadhanga Sutta: The Factors of Concentration.
See Johansson (1981), Pali Buddhist texts Explained to Beginners for a word-by-word translation.
- Arbel explains that "viveka" is usually translated as "detachment," "separation," or "seclusion," but the primary meaning is "discrimination." According to Arbel, the usage of vivicca/vivicceva and viveka in the description of the first dhyana "plays with both meanings of the verb; namely, its meaning as discernment and the consequent 'seclusion' and letting go," in line with the "discernment of the nature of experience" developed by the four satipatthanas. Compare Dogen: "Being apart from all disturbances and dwelling alone in a quiet place is called "enjoying serenity and tranquility.""
Arbel further argues that viveka resembles dhamma vicaya, which is mentioned in the bojjhanga, an alternative description of the dhyanas, but the only bojjhanga-term not mentioned in the stock dhyana-description. Compare Sutta Nipatha 5.14 Udayamāṇavapucchā (The Questions of Udaya): "Pure equanimity and mindfulness, preceded by investigation of principles—this, I declare, is liberation by enlightenment, the smashing of ignorance.” (Translation: Sujato)
- Stta Nipatha 5:13 Udaya’s Questions (transl. Thanissaro): "With delight the world’s fettered. With directed thought it’s examined."
Chen 2017: "Samadhi with general examination and specific in-depth investigation means getting rid of the not virtuous dharmas, such as greedy desire and hatred, to stay in joy and pleasure caused by nonarising, and to enter the first meditation and fully dwell in it."
Arbel 2016, p. 73: "Thus, my suggestion is that we should interpret the existence of vitakka and vicara in the first jhana as wholesome 'residues' of a previous development of wholesome thoughts. They denote the 'echo' of these wholesome thoughts, which reverberates in one who enters the first jhana as wholesome attitudes toward what is experienced."
- In the Pali canon, Vitakka-vicāra form one expression, which refers to directing one's thought or attention on an object (vitarka) and investigate it (vicāra). According to Dan Lusthaus, vitarka-vicāra is analytic scrutiny, a form of prajna. It "involves focusing on [something] and then breaking it down into its functional components" to understand it, "distinguishing the multitude of conditioning factors implicated in a phenomenal event." The Theravada commentarial tradition, as represented by Buddhaghosa's Visuddhimagga, interprets vitarka and vicāra as the initial and sustained application of attention to a meditational object, which culminates in the stilling of the mind when moving on to the second dhyana. According to Fox and Bucknell it may also refer to "the normal process of discursive thought," which is quieted through absorption in the second jhāna.
- The standard translation for samadhi is "concentration"; yet, this translation/interpretation is based on commentarial interpretations, as explained by a number of contemporary authors. Tilmann Vetter notes that samadhi has a broad range of meanings, and "concentration" is just one of them. Vetter argues that the second, third and fourth dhyana are samma-samadhi, "right samadhi," building on a "spontaneous awareness" (sati) and equanimity which is perfected in the fourth dhyana.
- The common translation, based on the commentarial interpretation of dhyana as expanding states of absorption, translates sampasadana as "internal assurance." Yet, as Bucknell explains, it also means "tranquilizing," which is more apt in this context. See also Passaddhi.
- Upekkhā is one of the Brahmaviharas.
- With the fourth jhāna comes the attainment of higher knowledge (abhijñā), that is, the extinction of all mental intoxicants (āsava), but also psychic powers. For instance in AN 5.28, the Buddha states (Thanissaro, 1997.):
"When a monk has developed and pursued the five-factored noble right concentration in this way, then whichever of the six higher knowledges he turns his mind to know and realize, he can witness them for himself whenever there is an opening...."
"If he wants, he wields manifold supranormal powers. Having been one he becomes many; having been many he becomes one. He appears. He vanishes. He goes unimpeded through walls, ramparts, and mountains as if through space. He dives in and out of the earth as if it were water. He walks on water without sinking as if it were dry land. Sitting crosslegged he flies through the air like a winged bird. With his hand he touches and strokes even the sun and moon, so mighty and powerful. He exercises influence with his body even as far as the Brahma worlds. He can witness this for himself whenever there is an opening ..."
- Monier-Williams Dictionary, pp. 885-6, entry for "Rūpa," retrieved 2008-03-06 from "Cologne University" at http://www.sanskrit-lexicon.uni-koeln.de/monier/ (using "rUpa" as keyword) and http://www.sanskrit-lexicon.uni-koeln.de/cgi-bin/serveimg.pl?file=/scans/MWScan/MWScanjpg/mw0886-rUpakartR.jpg.
- Yoga Sūtras of Patañjali, I.3. "“tadā draṣṭuh svarūpe ‘vasthānam” (Edwin F. Bryant. “The Yoga Sutras of Patañjali.” p.95)
- E.g., see Hamilton (2001), p. 3 and passim.
- Dan Lusthaus, Buddhist Phenomenology: A Philosophical Investigation of Yogācāra Buddhism and the Chʼeng Wei-shih Lun. Routledge, 2002, page 183.
- Hamilton (2001), p. 6.
- Here, "body" (kāya) refers to that which senses "touch" (phoṭṭhabba). In the Upanishads, "skin" is used instead of "body" (Rhys Davids, 1900, p. 172 n. 3).
- The first ten secondary elements are the same as the first five (physical) sense bases and their sense objects (e.g., see Hamilton, 2001, pp. 6-7).
- According to Vsm. XIV, 60 (Buddhaghosa, 1999, p. 447), the heart-basis provides material support for the mind (mano) and mind consciousness. In the Sutta Pitaka, a material basis for the mind sphere (āyatana) is never identified.
- The list of 24 can be found, for instance, in the Visuddhimagga (Vsm. XIV, 36 ff.) (Buddhaghosa, 1999, pp. 443 ff.; and, Hamilton, 2001, p. 7).
- Compare Dhs. 596 (Rhys Davids, 2000, p. 172) and Vsm. XIV, 36 (Buddhaghosa, 1999, p. 443).
- Fuller-Sasaki (2008).
- Arbel 2016.
- Polak 2011.
- Johansson 1981, p. 83.
- Arbel 2016, p. 50-51.
- Maezumi & Cook (2007), p. 63.
- Arbel 2016, p. 106.
- Wayman 1997, p. 48.
- Sangpo & Dhammajoti 2012, p. 2413.
- Lusthaus 2002, p. 89.
- Chen 2017, p. "samadhi: A calm, stable and concentrative state of mind".
- Arbel 2016, p. 73.
- Rhys-Davids & Stede 1921–25.
- Guenther & Kawamura 1975, p. Kindle Locations 1030-1033.
- Kunsang 2004, p. 30.
- Berzin 2006.
- Lusthaus 2002, p. 116.
- Bucknell 1993, p. 375-376.
- Stuart-Fox 1989, p. 82.
- Arbel 2016, p. 94.
- Lusthaus 2002, p. 113.
- Vetter 1988, p. XXVI, note 9.
- Arbel 2016, p. 86.
- Arbel 2016, p. 115.
- Lusthaus 2002, p. 90.
- Arbel 2016, p. 124.
- Arbel 2016, p. 125.
- Johansson 1981, p. 98.
- Sarbacker 2021, p. entry: "abhijñā".
- Arbel, Keren (2016), Early Buddhist Meditation: The Four Jhanas as the Actualization of Insight, Routledge, doi:10.4324/9781315676043, ISBN 9781317383994
- Berzin, Alexander (2006), Primary Minds and the 51 Mental Factors
- Bucknell, Robert S. (1993), "Reinterpreting the Jhanas", Journal of the International Association of Buddhist Studies, 16 (2)
- Buddhaghosa, Bhadantācariya (trans. from Pāli by Bhikkhu Ñāṇamoli) (1999). The Path of Purification: Visuddhimagga. Seattle, WA: BPS Pariyatti Editions. ISBN 1-928706-00-2.
- Chen, Naichen (2017), The Great Prajna Paramita Sutra, Volume 1, Wheatmark
- Fuller-Sasaki, Ruth (2008), The Record of Lin-Ji, University of Hawaii Press
- Guenther, Herbert V.; Kawamura, Leslie S. (1975), Mind in Buddhist Psychology: A Translation of Ye-shes rgyal-mtshan's "The Necklace of Clear Understanding" (Kindle ed.), Dharma Publishing
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- Kunsang, Erik Pema (2004), Gateway to Knowledge, Vol. 1, North Atlantic Books
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- Maezumi, Taizan; Cook, Francis Dojun (2007), "The Eight Awarenesses of the Enlightened Person": Dogen Zenji's Hachidainingaku", in Maezumi, Taizan; Glassman, Bernie (eds.), The Hazy Moon of Enlightenment, Wisdom Publications
- Monier-Williams, Monier (1899, 1964). A Sanskrit-English Dictionary. London: Oxford University Press. ISBN 0-19-864308-X. Retrieved 2008-03-06 from "Cologne University" at http://www.sanskrit-lexicon.uni-koeln.de/scans/MWScan/index.php?sfx=pdf
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- Rhys-Davids, T.W.; Stede, William, eds. (1921–25), The Pali Text Society's Pali–English dictionary, Pali Text Society)
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