User:Chas zzz brown/polya enumeration

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"Enumeration theorem" redirects here. For its labelled counterpart, see Labelled enumeration theorem.

The Pólya enumeration theorem (PET), also known as Redfield–Pólya's Theorem, is a theorem in combinatorics, generalizing Burnside's lemma about number of orbits. This theorem was first discovered and published by John Howard Redfield in 1927 but its importance was overlooked and Redfield's publication was not noticed by most of mathematical community. Independently the same result was proved in 1937 by George Pólya, who also demonstrated a number of its applications, in particular to enumeration of chemical compounds.

The PET gave rise to symbolic operators and symbolic methods in enumerative combinatorics and was generalized to the fundamental theorem of combinatorial enumeration.

Preliminaries edit

The weight function edit

A frequent technique in combinatorics is to use a generating function to count the number of objects in a set S having a desired property. If T(z) is such a generating function of the form:

 

then the coefficient   typically counts the number of elements of S characterized by the natural n. For example,   might count the number of partitions of   having exactly n partitions, or the number of graphs with n vertices, or the number of 8-bit binary numbers having n "1"s, and so on. In any case, we then say that an element of S which is counted by   has a weight of  ; and more formally we say there is a weight function

 

which maps the elements of S to powers of z. This mapping is purely abstract: there is no numeric value to be associated with z which will be squared, cubed, etc. Instead the motivation is that we can then relate the generating function T and the weight function w as follows:

 

In some cases, a more complicated generating function over more variables is used to give a more precise ability to count diverse objects. For example, we might use a generating function   of the form:

 

to enumerate a set S of colorings of some family of shapes, where   represents any coloring having a elements of the shape colored red, b elements colored green and c elements colored blue; and where the corresponding coefficent   is the number of colorings having that configuration.

We again say that a coloring to be counted has a weight of  ; and that there is a weight function

 

which maps the colorings of the shapes to products of powers of x, y, and z; and we again have the equality:

 

Slots, figures, and mappings edit

Many combinatorial problems can be expressed as counting equivalence classes of mappings from some domain set D into some range set R; and part of the technique of applying PET is to choose D and R appropriately for the situation at hand.

A natural example of this type of mapping is a coloring of the faces of a cube where each face is either red, green or blue. We let the set F = {1,2,3,4,5,6} represent the six faces of the cube, and the set C = {red, green, blue} be the possible colors of any face. Then a particular coloring c is a function of the form:

 

and the set of all such mappings is the set of functions  .

More abstractly, suppose we wish to characterize a graph on three vertices. We let the set   be the set of possible edges in such a graph, and let P = {no, yes} represent the two possibilities "no, the edge is not present in the graph" and "yes, the edge is present in the graph". Then a particular graph G can be represented by a mapping of the form:

 

and the set of all such mappings is the set of functions  .

In each case, we have a domain set D which can be thought of as defining a set of "slots to be filled"; and a range set R consisting "figures which can occupy a slot"; and the combinatorial objects under consideration can then be represented by a mapping of slots into figures.

Configurations as equivalence classes of mappings edit

Our goal is not to count all the functions from the domain set D to the range set R (this is usually a trivial task); instead, there is some symmetry in the problem which renders different mappings as corresponding to the same configuration for the purposes of our counting.

In the case of colorings of the cube, the symmetry is geometric; but in problems of counting objects such as trees, we usually want to consider the order of the children of a node as being irrelevant to whether two trees are identical.

This can be both generalized and formalized by saying that there is a group   which acts on the elements of the domain set   ("the slots") of our mappings. We define a relation   for two mappings   if there is an element   such that:

 

Since A is a group, it follows that   is an equivalence relation, and this allows us to define the equivalence class   for each mapping f under the action of A.

We will then define a configuration to be an equivalence class   of mappings of our domain set ("the slots to be filled") to our range set ("figures which are assigned to slots").

Associating weight functions with the figures, mappings and configurations edit

As noted initially, our goal is to produce a generating function T which enumerates the various configurations by weight.

In the particular case of colorings of the cube with 3 colors, we want to associate a weight of   with any mapping having a red faces, b green faces, and c blue faces. To accomplish this, we first define a weighting function on the figures (range set) as follows:

 

and then for any coloring  , we define the weight function W as:

 

Then a coloring such as (red, green, green, blue, red, red) has a weight of (x y y z x x) = x3 y2 z, as was desired.

In the case of graphs on three vertices using the notation above, we define the weight function on the figures as:

 

We again define the weight of a mapping   which represents a graph G as:

 

Then a mapping such as (no, yes, yes) yields a weight of (1 z z) = z2; so a graph with two edges has a weight of z2, again as desired.

Furthermore, it follows that if   then using the definition of W given in the previous section,  .

To see this, note that since each   acts bijectively on  , then if   we have that there exists   such that:


 


Intuitively, permuting the order of the elements of a product does not change the value of the product. Therefore, we can safely extend the definition of the weight of a mapping to the weight of an equivalence class by way of  .

The question PET answers edit

This allows us to state the question which the PET will ultimately answer:

Given the domain set D and the range set R, let C be the set of equivalence classes under the action of the group A on D of the set of all functions  . Given the weight function w on R, define the generating function T by:

 

Then the coefficients in the expansion of T count the number of distinct configurations by weight. So the question is: how can we determine the coefficients in the expansion of T?

Informal Statement of the PET edit

Suppose we have a set X of n objects, and a set Y of labels which will be applied to each of the elements of X. We will say "c is a coloring of X" to mean that c is a function of the form  .

Often there is the additional constraint: there is a group G which acts on X, where G represents some geometric symmetry which renders certain colorings of X equivalent. More formally, we consider two colorings   and   to be equivalent if and only if there is there is some element g of G with

 

If we are only interested in counting the total number of different equivalent colorings of X, then we can use Burnside's lemma. But we often want to know more specifically how many different equivalent colorings of X there are which satisfy some additional constraints. For example, we might want to count the number of different equivalent colorings of X where exactly two elements of X are assigned the color c1 from Y.

To this end, we first posit a weighting function w : Y -> R, where R is a ring such as the integers   or, more commonly, a polynomial ring over the integers such as  ,  , etc. In any case, R and w are chosen so that w encodes the particular features of Y which will be of interest.

The weighting function is then extended to map colorings into the same ring R; given a coloring c, we define w(c) = sum(w(c(x)).

Z, Z[x], Z[x,y]

Suppose you have a set of n slots and a set of objects being distributed into these slots and a generating function f(a, b, ...) of the objects by weight. Furthermore, there is a permutation group A acting on the slots that creates equivalence classes of filled slot configurations (two configurations are equivalent if one may be obtained from the other by a permutation from A). Then the generating function of the equivalence classes by weight, where the weight of a configuration is the sum of the weights of the objects in the slots, is obtained by evaluating the cycle index Z(A) of A i.e.

 

at

 

Definitions for the univariate case edit

We have two sets   and  , as well as a weight function  . For reasons that will become clear, typically w is defined so that   for some natural k for each  .

Consider the set of all mappings  . We can define the distinct weight of a function   to be

 .

This implies equality of the weight W for all those functions which are equivalent under the action of the group A. Note that every subgroup of the symmetric group on   elements,  , acts on   through permutations. If   is one such subgroup, an equivalence relation   on   is defined as

  for some  


Denote by   the equivalence class of   with respect to this equivalence relation. In group theoretical terms,   is the orbit of   under the action of A. Since each   acts bijectively on  , then

 

Intuitively, permuting the order of the elements of a product does not change the value of the product. Therefore, we can safely define  .

Generating function by weight of the objects being distributed into the slots edit

Let

  - the number of elements of   of weight  ;

The generating function by weight of the source objects is

 

Generating function by weight of the filled slot configurations (orbits) edit

Let

  - the number of orbits of weight  ;

The generating function of the filled slot configurations is

 .

Theorem statement edit

Given all the above definitions, Pólya's enumeration theorem asserts that

 

where   is the cycle index of  .

Example computations edit

Enumerating graphs on three and four vertices by the number of edges edit

The graphs on three vertices without taking symmetries into account are shown at right. There are   i.e. 8 of them (  gives the number of pairs of vertices, i.e. edges, chosen from among three vertices).

 
All graphs on three vertices.

We want to enumerate these graphs taking symmetries into account. There are only four nonisomorphic graphs, also shown at right.

 
Nonisomorphic graphs on three vertices.

In this problem   is the set of all edges between   vertices and   is  . Each mapping   defines a graph on the   vertices. If we define  , then   is the number of edges in the graph resulting from  . Clearly,   - there are 2 elements in  , one of weight 0 and one of weight 1.

The graph preserving edge permutations are directly generated by permutations of the vertices. Therefore, the subgroup   of   acting on the edges (the edge permutation group of the graph) is of size  .

The cycle index of the permutation group of the edges is[1]

 

It follows from the enumeration theorem that the generating function of the non-isomorphic graphs on 3 vertices   is

 

or

 

which says that there is one graph with three edges, one with two, one with one edge, and one with no edges.

 
Nonisomorphic graphs on four vertices.

The cycle index of the edge permutation group for graphs on four vertices, which has degree six (there are six edges) and order twenty-four (each vertex permutation of the four vertices induces an edge permutation) is:[2]

 

Hence

 

or

 

These graphs are shown at right.

A program that computes the generating function of the nonisomorphic graphs on   vertices as well as a detailed description of the algorithm used can be found in the GNUstep cookbook.[3]

Enumerating rooted ternary trees edit

X

 
Ternary trees on 0, 1, 2, 3 and 4 vertices/nodes under the two definitions given in the article.

The set T3 of rooted ternary trees consists of rooted trees with outgoing degree <= 3. Examples of these trees on 0, 1, 2, 3, and 4 vertexes is shown as def. 1 in the figure at the right.

An alternative definition which is more amenable to enumeration is to define T3 as the set of trees having at least one vertex, and where every vertex has outgoing degree 0 (in which case we will call the vertex a leaf), or outgoing degree 3 (in which case we will call the vertex a node). Examples shown at right with 0, 1, 2, 3, and 4 nodes is shown as def. 2 in the figure. Note that there is a bijection between the objects in the two definitions by mapping vertices in the first definition to nodes in the second definition. The second definition will be used in the remainder of this section.

Two trees that can be obtained from one another by repeatedly permuting the children of some node are considered equivalent. In other words, the group that acts on the children of a node is the symmetric group S3; and the figures at right are actually representatives of the equivalence classes of trees under this action when it is applied to every node of the tree.

Using the PET, we will find a generating function T which enumerates the number of equivalence classes for ternary trees having 0, 1, 2, ... nodes.

We first note the following recursive definition of T3: an element of T3 is either a leaf, or a root node with three children which are elements of T3 where ordering of the children is ignored.

We can express "f is a root node with three children in T3" as saying that f is a function of the form:

 

and we want to use the PET to count only the equivalence classes   of such functions so that the ordering of the children is ignored.

To apply the PET, our function's domain set is  , and its range set is R = T3. Alternatively we can consider that the "slots" in this problem are the three required children of the root node of the tree, and the "objects" that go into these slots are to be taken as elements of T3 itself.

The group that acts on the domain ("slots") is the symmetric group S3 with cycle index

 

Define the weight of a figure in T3 as  , where n is the number of nodes in the figure (the range of our weighting function w is therefore the polynomial ring  ). We then have that the generating functions for both the figures and the configurations are the same:

 

(although at this point we only know that t0 = 1). It follows that the functional equation for the generating function T(z) of the set T3 of rooted ternary trees is

 

This translates into the following recurrence relation for the number tn of rooted ternary trees on n nodes:

 

and

 

where a, b and c are nonnegative integers.

The first few values of   are

1, 1, 1, 2, 4, 8, 17, 39, 89, 211, 507, 1238, 3057, 7639, 19241 (sequence A000598 in the OEIS)

Enumerating necklaces with double colors edit

Suppose you have a necklace containing   beads of   different colors, where every color is present exactly twice. How many different necklaces are there where two necklaces are considered equivalent if there exists a sequence of rotations and/or reflections that transforms one into the other?

In this problem the slots are the   locations where beads may be placed on the necklace and the objects that go into them are the   beads. The group that acts on the slots is the dihedral group   The three types of symmetries that may occur are illustrated at right for the case  

 
Three types of dihedral symmetries on necklaces with eight beads and four colors with two beads each.

They are: rotations, reflections in an axis passing through opposite beads and reflections in an axis passing through opposite links.

The cycle index of the dihedral group is   is

 

where the sum represents the rotations, the second term the reflections in an axis passing through opposite beads, and the third term, the reflections in an axis passing through opposite links.

Let the variable   represent the first color,   the second,   the third and so on, up to  . The number of necklaces is then given by

 

Considering the rotations first, we see that only   and   contribute, namely through

 

and

 

The reflections in an axis passing through opposite beads contribute

 

or

 

because there are   ways to choose a color from the first term, and   ways to choose the remaining colors from the second term (sum of squares raised to the  th power).

Finally, the reflections in an axis passing through opposite links contribute

 

This yields the closed form expression for the number of necklaces containing   different colors exactly twice:

 

The first few terms are

1, 2, 11, 171, 5736, 312240, 24327000, 2554072920 (sequence A120445 in the OEIS)

This problem appeared on the newsgroup es.ciencia.matematicas.[4]

Enumerating colored cubes edit

Suppose you have an ordinary cube in three-space whose faces may take on one of three colors and are being permuted by the automorphisms of the cube (rotations in three-space). Here the slots are the six faces and the objects that go into them are the three colors. The object generating function by weight is

 

which indicates that there are three colors and every color has weight one.

 
Cube

The cycle index of the permutation group C of the faces is[5]

 

It follows that the generating function of the equivalence classes i.e. colored cubes taking symmetries into account is

 

or

 

This says e.g. that there is one cube using color x on five faces and color z on the sixth, and there are six cubes using x, y, and z twice:

  • the cube where opposite faces have the same color
  • the three cubes where two opposite faces have the same color and the remaining two pairs of opposite faces do not
  • the two cubes where opposite faces always have different colors.

It also says that there are three cubes using color x on three faces, color y on two faces and color z on the remaining face:

  • the cube where all faces of color x share a vertex
  • the cube where the two faces of color y are adjacent to all three faces of color x
  • the cube where one face of color y is adjacent to only two faces of color x.

Note that   and there are 57 distinct colored cubes in total when there are three colors.

Formal statement of the theorem edit

The following statement of the theorem is for the general multivariate case as in the example of the colored necklaces and cubes.

Let   be a group acting on a set   (the "slots") and consider the set   of all functions from a set   to a weighted set   (the objects) with weight function   (the "filled slot configurations"), where the weight of a function f is the sum of the weights of its range.

The Pólya enumeration theorem states that the sum of the weights of the orbits of   on   (the equivalence classes of configurations induced by X) is given by

 .

When   is a monomial in the variables   (including constants) we have

 

where

 

is the generating function of the set Y by weight. Hence

 

and we obtain the alternate form

 

Proof of theorem edit

The Pólya enumeration theorem follows from Burnside's lemma, which says that the number of orbits (equivalence classes of filled slot configurations) is the average of the number of elements of   fixed by the permutation g of A over all permutations g. This value is a number and yields the count of the orbits, whereas PET enumerates orbits by weight, a more detailed classification, from which the count may be recovered by setting all variables of the weight function to one.

Applying the lemma to orbits of weight  , the number of orbits of this weight is

 

where   is the set of functions of weight   fixed by g.

Summing over all possible weights we have

 

Let the cycle structure of g be represented by

 

If g fixes an element of   then it must be constant on every cycle q of g. The generating function by weight of a cycle q of |q| identical elements from the set of objects enumerated by f(a, b, c, ...) is

 

It follows that the generating function by weight of the points fixed by g is the product of the above term over all cycles of g, i.e.

 

or

 

Substituting this for   in the sum over all g yields the substituted cycle index as claimed.

Notes edit

References edit

  • Redfield, J. Howard (1927). "The Theory of Group-Reduced Distributions". American Journal of Mathematics. 49 (3): 433–455. doi:10.2307/2370675. MR 1506633.
  • Frank Harary (1967). "The Enumeration Methods of Redfield". American Journal of Mathematics. 89 (2): 373–384. doi:10.2307/2373127. MR 0214487. {{cite journal}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)
  • G. Pólya (1937). "Kombinatorische Anzahlbestimmungen für Gruppen, Graphen und chemische Verbindungen". Acta Mathematica. 68 (1): 145–254. doi:10.1007/BF02546665.
  • G. Pólya (1987). Combinatorial Enumeration of Groups, Graphs, and Chemical Compounds. New York: Springer-Verlag. ISBN 0-387-96413-4. MR 0884155. {{cite book}}: Unknown parameter |coauthors= ignored (|author= suggested) (help)

External links edit