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Democratic backsliding

In political science, democratic backsliding, also known as democratic erosion or de-democratization,[1] is a gradual decline in the quality of democracy.[2] This decline is caused by the state-led weakening of political institutions that sustain the democratic system. These essential components of democracy can be threatened in different ways. Thus, the concept of democratic backsliding can take various forms.

Political scientist Nancy Bermeo has written that blatant forms of democratic backsliding such as classic, open-ended coups d'état and election-day fraud have declined since the end of the Cold War, while more subtle and "vexing" forms of backsliding have increased. The latter forms of backsliding entail the debilitation of democratic institutions from within. These subtle forms of backsliding are especially dangerous when they are legitimized through the very institutions that ought to protect democratic values.[3]

ManifestationsEdit

Democratic backsliding occurs when essential components of democracy are threatened. Examples of democratic backsliding include:[4][5]

  • Free and fair elections are degraded;[4]
  • Liberal rights of freedom of speech and association decline, impairing the ability of the political opposition to challenge the government, hold it to account, and propose alternatives to the current regime;[4]
  • The rule of law (i.e., judicial and bureaucratic restraints on the government) is weakened,[4] such as when the independence of the judiciary is threatened, or when civil service tenure protections are weakened or eliminated.[6]
  • The government manufactures or overemphasizes a national security threat to create "a sense of crisis" that allows the government "to malign critics as weak-willed or unpatriotic" and to depict defenders of democratic institutions "as representatives of a tired, insulated elite."[6]

FormsEdit

These more common forms of democratic backsliding can occur in the following ways:

  • Promissory coups. In a promissory coup, an incumbent elected government is deposed in a coup d'etat by coup leaders who claim to defend democracy and promise to hold elections in order to restore democracy. In these situations, coupmakers emphasize the temporary and necessary nature of their intervention in order to ensure democracy in the future.[3] This is unlike the more open-ended coups that occurred during the Cold War. Political scientist Nancy Bermeo says that "The share of successful coups that falls into the promissory category has risen significantly, from 35 percent before 1990 to 85 percent afterward."[3] Examining 12 promissory coups in democratic states between 1990 and 2012, Bermeo found that "Few promissory coups were followed quickly by competitive elections, and fewer still paved the way for improved democracies."[3]
  • Executive aggrandizement. This process contains a series of institutional changes by the elected executives, impairing the ability of the political opposition to challenge the government and hold it to account. The most important feature of executive aggrandizement is that the institutional changes are made through legal channels, making it seem as if the elected official has a democratic mandate.[3][7] Some examples of executive aggrandizement are the decline of media freedom and the weakening of the rule of law (i.e., judicial and bureaucratic restraints on the government), such as when judicial autonomy is threatened.[3]
  • Strategic harassment and manipulation during elections. This form of democratic backsliding entails the impairment of free and fair elections through tactics such as blocking media access, disqualifying opposition leaders, or harassing opponents. This form of backsliding is done in such a way that the elections do not appear to be rigged and rarely involves any apparent violations of the law, making it difficult for international election monitoring organizations to observe or criticize these misconducts.[3]

Democratic backsliding is often led by democratically elected leaders, and uses tactics that are "incremental rather than revolutionary."[8] This also makes it harder to pinpoint when a democracy breaks down, because as Steven Levitsky and Daniel Ziblatt pointed out, this happens "slowly, in barely visible steps".[7]

Causes of democratic backslidingEdit

PopulismEdit

Pippa Norris of the Harvard Kennedy School and the University of Sydney argues that the two "twin forces" pose the largest threat to Western liberal democracies: "sporadic and random terrorist attacks on domestic soil, which damage feelings of security, and the rise of populist-authoritarian forces, which feed parasitically upon these fears."[9] According to Norris, the reinforcement of these insecurities has led to more support for populist-authoritarian leaders. Also, Norris argues that this latter risk is especially pronounced in the United States during the presidency of Donald Trump. For example, Norris argues that U.S. President Donald Trump has benefited from the mistrust of 'the establishment' and that he continuously seeks to undermine faith in the legitimacy of the media and the independence of the courts.[10]

In 2017, Cas Mudde and Cristóbal Rovire Kaltwasser wrote that:

Populism does not have the same effect in each stage of the democratization process. In fact, we suggest that populism tends to play a positive role in the promotion of an electoral or minimal democracy, but a negative role when it comes to fostering the development of a full-fledged liberal democratic regime. Consequently, while populism tends to favor the democratization of authoritarian regimes, it is prone to diminish the quality of liberal democracies. Populism supports popular sovereignty, but it is inclined to oppose any limitations on majority rule, such as judicial independence and majority rights. Populism-in-power has led to processes of de-democratization (e.g., [Viktor] Orbán in Hungary or [Hugo] Chávez in Venezuala) and, in some extreme cases, even to the breakdown of the democratic regime (e.g., [Alberto] Fujimori in Peru).[11]

A 2018 analysis by political scientists Yascha Mounk and Jordan Kyle links populism to democratic backsliding, showing that since 1990, "13 right-wing populist governments have been elected; of these, five brought about significant democratic backsliding. Over the same time period, 15 left-wing populist governments were elected; of these, the same number, five, brought about significant democratic backsliding."[12]

A December 2018 report by the Tony Blair Institute for Global Change concluded that populist rule, whether left- or right-wing, leads to a significant risk of democratic backsliding. The authors examine the effect of populism on three major aspects of democracy: the quality of democracy in general, checks and balances on executive power and citizens' right to politically participate in a meaningful way. They conclude that populist governments are four times more likely to cause harm to democratic institutions than non-populist governments. Also, more than half of populist leaders have amended or rewritten the countries' constitution, frequently in a way that eroded checks and balances on executive power. Lastly, populists attack individual rights such as freedom of press, civil liberties and political rights.[8]

In a 2018 journal article on democratic backsliding, scholars Licia Cianetti, James Dawson, and Seán Hanley argued that the emergence of populist movements in Central and Eastern Europe, such as Andrej Babiš's ANO in the Czech Republic, are "a potentially ambiguous phenomenon, articulating genuine societal demands for political reform and pushing issues of good governance centre stage, but further loosening the weak checks and balances that characterise post-communist democracy and embedding private interests at the core of the state."[13]

Economic inequality and social discontentEdit

Many political economy scholars, such as Daron Acemoglu and James A. Robinson, have investigated the effect of income inequality on democratic breakdown.[2] Studies of democratic collapse show that economic inequality is significantly higher in countries that eventually move towards a more authoritarian model.[14] Hungary is an example of a country where a large group of unemployed, low-educated people were dissatisfied with the high levels of inequality, especially after the financial crisis of 2007–2008. Viktor Orbán used this dissatisfaction of a relatively large segment of the population in his advantage, winning popular support by using national-populist rhetoric.[15]

PrevalenceEdit

The U.S.-based research group Freedom House, in reports in 2017 and 2019, identified democratic backsliding in a variety of regions across the world.[16][17] Scholarly work in the 2010s detailed democratic backsliding, in various forms and to various extents, in Hungary and Poland,[13] the Czech Republic,[18] Turkey,[19][20] and Venezuela.[21][22] Political scientists writing in 2017 and 2019 identified the United States as being in danger of democratic backsliding.[23][24]

The scholarly recognition of the concept of democratic backsliding reflects a reversal from older views, which held "that democracy, once attained in a fairly wealthy state, would become a permanent fixture."[4] This older view came to be realized as erroneous beginning in the mid-2000s, as multiple scholars acknowledged that some seemingly-stable democracies have recently faced a decline in the quality of their democracy.[14] Huq and Ginsburg identified in an academic paper "37 instances in 25 different countries in the postwar period in which democratic quality declined significantly (though a fully authoritarian regime didn't emerge)," including countries that were "seemingly stable, reasonably wealthy" democracies.[6]

Hungary and PolandEdit

In the 2010s, a scholarly consensus developed that the Central and Eastern Europe (CEE) region was experiencing democratic backsliding, most prominently in Hungary and Poland.[13] In the Polish case, the European Commission stated in December 2017 that in the two preceding years, the Polish legislature had adopted "13 laws affecting the entire structure of the justice system in Poland" with the "common pattern [that] the executive and legislative branches [were] systematically enabled to politically interfere in the composition, powers, administration and functioning of the judicial branch."[25]

Since 2010, Hungary under Viktor Orbán has been described as a prominent example of democratic backsliding.[13][26][27][28] The Hungarian government has dismissed criticism of its record on democracy issues.[29][30]

Some scholars have argued that other countries in the CEE region have also experienced democratic backsliding.[13] According to Rutgers University political scientist R. Daniel Kelemen, the EU has failed to prevent democratic backsliding in some of its member states, and may even make it easier for authoritarian-minded leaders to erode democracy.[31] He argues that the EU's system of party politics, a reluctance to interfere in domestic political matters, appropriation of EU funds by backsliding regimes, and free movement for dissatisfied citizens under the backsliding regimes helps to support backsliding regimes.[31]

TurkeyEdit

Since the early 2000s, Turkey has been considered another example of democratic backsliding.[32]

United StatesEdit

Since the mid-2010s, multiple studies have stated there has been significant democratic backsliding within the United States.[33][34]

VenezuelaEdit

Since the late 1990s, Venezuela has been considered a nation that has undergone a significant backslide in democratic institutions.[22] Chavismo propelled democratic backsliding in Venezuela.[35]

Effects of judicial independenceEdit

A 2011 study examined the effects of judicial independence in preventing democratic backsliding. The study, which analyzed 163 nations from 1960 to 2000, concluded that established independent judiciaries are successful at preventing democracies from drifting to authoritarianism, but that states with newly formed courts "are positively associated with regime collapses in both democracies and nondemocracies."[36]

See alsoEdit

ReferencesEdit

Notes

  1. ^ Mudde, Cas and Kaltwasser, Cristóbal Rovira (2017) Populism: a Very Short Introduction. New York: Oxford University Press. pp.86-96. ISBN 978-0-19-023487-4
  2. ^ a b Walder, D. and Lust, E. (2018). "Unwelcome Change: Coming to Terms with Democratic Backsliding". Annual Review of Political Science. 21 (1): 93–113. doi:10.1146/annurev-polisci-050517-114628.CS1 maint: multiple names: authors list (link)
  3. ^ a b c d e f g Bermeo, Nancy (January 2016). "On Democratic Backsliding" (PDF). Journal of Democracy. 27 (1): 5–19. doi:10.1353/jod.2016.0012.
  4. ^ a b c d e "How democratic backsliding happens". Democracy Digest. February 21, 2017.
  5. ^ Waldner, David; Lust, Ellen (2018-05-11). "Unwelcome Change: Coming to Terms with Democratic Backsliding". Annual Review of Political Science. 21 (1): 93–113. doi:10.1146/annurev-polisci-050517-114628. ISSN 1094-2939.
  6. ^ a b c Aziz Huq & Tom Ginsburg, How to lose a constitutional democracy, Vox (February 21, 2017).
  7. ^ a b Levitsky, Steven; Ziblatt, Daniel (2018). How Democracies Die. United States: Crown. pp. 76–78.
  8. ^ a b Kyle, Jordan; Mounk, Yascha (December 2018). "The Populist Harm to Democracy: An Empirical Assesment" (PDF). Tony Blair Institute for Global Change.
  9. ^ Norris, Pippa (April 2017). "Is Western Democracy Backsliding? Diagnosing the Risks" (PDF). Journal of Democracy (Scholarly response to column published online). Online Exchange on “Democratic Deconsolidation”. Johns Hopkins University Press. Retrieved 2018-08-28.
  10. ^ Norris, Pippa (April 2017). "Is Western Democracy Backsliding? Diagnosing the Risks". Journal of Democracy. SSRN 2933655.
  11. ^ Mudde, Cas and Kaltwasser, Cristóbal Rovira (2017) Populism: a Very Short Introduction. New York: Oxford University Press. pp.95-96. ISBN 978-0-19-023487-4
  12. ^ Kyle, Yascha Mounk, Jordan (2018-12-26). "What Populists Do to Democracies". The Atlantic. Retrieved 2018-12-27.
  13. ^ a b c d e Licia Cianetti, James Dawson & Seán Hanley (2018). "Rethinking "democratic backsliding" in Central and Eastern Europe – looking beyond Hungary and Poland". East European Politics. 34 (3): 243–256. doi:10.1080/21599165.2018.1491401. Over the past decade, a scholarly consensus has emerged that that democracy in Central and Eastern Europe (CEE) is deteriorating, a trend often subsumed under the label 'backsliding'. ... the new dynamics of backsliding are best illustrated by the one-time democratic front-runners Hungary and Poland.CS1 maint: uses authors parameter (link)
  14. ^ a b Huq, Aziz; Ginsburg, Tom (2018). "How to Lose a Constitutional Democracy". UCLA Law Review. 65: 78–169.
  15. ^ Greskovitz, Béla (2015). "The Hollowing and Backsliding of Democracy in East Central Europe". Global Policy. 6 (1): 28–37. doi:10.1111/1758-5899.12225.
  16. ^ "Democracy in Retreat". Freedom House. 2019.
  17. ^ Esther King (January 31, 2017). "Democratic backsliding threatens international order: report". Politico.
  18. ^ Seán Hanley & Milada Anna Vachudova (2018). "Understanding the illiberal turn: democratic backsliding in the Czech Republic". East European Politics. 34 (3): 276–296. doi:10.1080/21599165.2018.1493457.
  19. ^ Cemal Burak Tansel (2018). "Authoritarian Neoliberalism and Democratic Backsliding in Turkey: Beyond the Narratives of Progress". South European Society and Politics. 23 (2): 197–217. doi:10.1080/13608746.2018.1479945.
  20. ^ Kadir Akyuz & Steve Hess (2018). "Turkey Looks East: International Leverage and Democratic Backsliding in a Hybrid Regime". Mediterranean Quarterly. 29 (2): 1–26. doi:10.1215/10474552-6898075.
  21. ^ Laura Gamboa (2017). "Opposition at the Margins: Strategies against the Erosion of Democracy in Colombia and Venezuela". Comparative Politics. 49 (4): 457–477. doi:10.5129/001041517821273044.
  22. ^ a b Sabatini, Christopher (November 1, 2016). "The Final Blow to Venezuela's Democracy: What Latin America Can Do About It". Foreign Affairs. ISSN 0015-7120.
  23. ^ Robert Mickey, Steven Levitsky & Lucan Ahmad Way (2017). "Is America Still Safe for Democracy: Why the United States Is in Danger of Backsliding Present at the Destruction". Foreign Affairs. 96 (1).CS1 maint: uses authors parameter (link)
  24. ^ Robert R. Kaufman & Stephan Haggard (2019). "Democratic Decline in the United States: What Can We Learn from Middle-Income Backsliding?". Perspectives on Politics. 17 (2): 417–432. doi:10.1017/S1537592718003377.CS1 maint: uses authors parameter (link)
  25. ^ European Commission (2017-12-20). "Rule of Law: European Commission acts to defend judicial independence in Poland". Archived from the original on 2019-11-21. Retrieved 2018-02-11.
  26. ^ Kingsley, Patrick (2018-02-10). "As West Fears the Rise of Autocrats, Hungary Shows What's Possible". The New York Times. ISSN 0362-4331. Retrieved 2019-05-27.
  27. ^ Bozóki, András; Hegedűs, Dániel (2018-10-03). "An externally constrained hybrid regime: Hungary in the European Union". Democratization. 25 (7): 1173–1189. doi:10.1080/13510347.2018.1455664. ISSN 1351-0347.
  28. ^ Bogaards, Matthijs (2018-11-17). "De-democratization in Hungary: diffusely defective democracy". Democratization. 25 (8): 1481–1499. doi:10.1080/13510347.2018.1485015. ISSN 1351-0347.
  29. ^ "Hungary's Orban defies foreign criticism over laws". BBC News. 14 March 2013.
  30. ^ Keszthelyi, Christian (15 April 2016). "Szijjártó: Freedom House criticism of Hungary is 'nonsense'". Budapest Business Journal.
  31. ^ a b Kelemen, R. Daniel (2019-09-08). "The European Union's Authoritarian Equilibrium". Rochester, NY. Cite journal requires |journal= (help)
  32. ^ Bennhold, Katrin; Gall, Carlotta (2018-09-26). "Turkey's Erdogan Changes His Tune, Seeking Support and Cooperation in Germany". The New York Times. ISSN 0362-4331. Retrieved 2019-05-27.
  33. ^ Esen, Berk; Yardımcı-Geyikçi, Şebnem (July 2019). "An Alternative Account of the Populist Backlash in the United States: A Perspective from Turkey". PS: Political Science & Politics. 52 (3): 445–450. doi:10.1017/S1049096519000180. ISSN 1049-0965.
  34. ^ Kaufman, Robert R.; Haggard, Stephan (June 2019). "Democratic Decline in the United States: What Can We Learn from Middle-Income Backsliding?". Perspectives on Politics. 17 (2): 417–432. doi:10.1017/S1537592718003377. ISSN 1537-5927.
  35. ^ Hawkins, Kirk (2016). "Chavismo, Liberal Democracy, and Radical Democracy". Annual Review of Political Science. 19: 311–329. doi:10.1146/annurev-polisci-072314-113326. SSRN 2779566.
  36. ^ Douglas M. Gibler & Kirk A. Randazzo (2011). "Testing the Effects of Independent Judiciaries on the Likelihood of Democratic Backsliding". American Journal of Political Science. 55 (3): 696–709. doi:10.1111/j.1540-5907.2010.00504.x. JSTOR 23024945.CS1 maint: uses authors parameter (link)

Further reading

External linksEdit